A.G.P. / Alliance Global Partners is pleased to announce Craig Klein has joined as Finance Officer and Controller
A.G.P. / Alliance Global Partners is pleased to announce Craig Klein has joined as Finance Officer and Controller.
A.G.P. / Alliance Global Partners is pleased to announce Craig Klein has joined as Finance Officer and Controller.
Mr. Klein, CPA, has more than 20 years of experience in both the Securities and Investment Advisory Industries. Prior to A.G.P., he was a Senior Director/FinOp at ACI – Accounting and Compliance International, a leading provider of Financial Outsourcing services for more than 100 Broker Dealers throughout the USA and Europe. Prior to that, Craig spent 12 years as Global Corporate Controller at Strategic Value Partners in Greenwich CT, a Registered Investment Advisor and 7 years as the Chief Financial Officer at Puglisi & Co., Inc., a former FINRA registered Broker Dealer in NYC.
Craig is responsible for overseeing the day-to-day financial and regulatory capital activities for both the Broker Dealer and the Registered Investment Advisor.
Craig received a Bachelor’s degree from the State University of New York at Oneonta and completed his MBA at the Fordham University Gabelli School of Business in 1999. He currently holds the FINRA Series 27 registration and is a Certified Public Accountant in the State of New York.
A.G.P. Executive Chairman/CEO Phil Michals commented, “Craig brings a financial discipline and understanding of the complexities in the RIA and Broker Dealer space. Culturally, Craig is a great fit and we believe he will bring immediate value to the AGP team.”