Investment Banking
Transactions
Underwritings, Placements, & Advisories
928 Transactions
Curis, Inc.
NASDAQ: CRIS
$5,600,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
August 2026
Tenon Medical, Inc.
NASDAQ: TNON
Common Stock
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
August 2026
Nano-X Imaging Ltd.
NYSE: NNOX
$8,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2026
Sphere 3D Corp.
NASDAQ: ANY
$10,300,000
At-The-Market Offering
TMT
Sales Agent
July 2026
Cycurion, Inc.
NASDAQ: CYCU
3,341,439 Shares
Warrant Inducement
TMT
Exclusive Financial Advisor
July 2026
Wearable Devices Ltd.
NASDAQ: WLDS
1,000,000 Shares
Private Placement
TMT
Sole Placement Agent
July 2026
DarioHealthCorp.
NASDAQ: DRIO
$23,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2026
VivoSimLabs, Inc.
NASDAQ: VIVS
4,705,883 Shares
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
July 2026
Aptera Motors Corp.
NASDAQ: SEV
$5,960,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
July 2026
Cyabra, Inc.
NASDAQ: CYAB
$6,000,000
Private Placement
TMT
Sole Placement Agent
July 2026
Surf Air Mobility Inc.
NYSE: SRFM
$21,600,000
Non-Convertible Debentures
Industrials
Financial Advisor
July 2026
FreeCast, Inc.
NASDAQ: CAST
$23,700,000
Private Placement
TMT
Sole Placement Agent
July 2026
PowerBank Corporation
NASDAQ: PBK
$4,200,000
Registered Direct Offering
Energy
Sole Placement Agent
June 2026
XCHG Limited
NASDAQ: XCH
$4,375,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2026
Pulsenmore Ltd.
NASDAQ: PLSM
$7,500,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
June 2026
FiEE, Inc.
NASDAQ: FIEE
$6,272,809
At-The-Market Offering
TMT
Sales Agent
June 2026
SharpLink, Inc.
NASDAQ: SBET
$75,000,000
Registered Direct Offering
Crypto / Digital Assets
Sole Placement Agent
June 2026
IceCure Medical Ltd.
NASDAQ: ICCM
$5,500,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
June 2026
Paranovus Entertainment
NASDAQ: PAVS
$10,000,000
Registered Direct Offering
TMT
Exclusive Financial Advisor
June 2026
Momentus Inc.
NASDAQ: MNTS
$25,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2026
Evogene Ltd.
NASDAQ: EVGN
$2,926,500
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
June 2026
Innovative Industrial Properties
NASDAQ: IIPR
$402,500,000
Exchangeable Senior Notes
Financial Institutions & Real Estate
Joint Bookrunner
June 2026
Redwire Corporation
NYSE: RDW
$500,000,000
At-The-Market Offering
Industrials
Sales Agent
June 2026
Cineverse Corp.
NASDAQ: CNVS
$30,000,000
At-The-Market Offering
TMT
Sales Agent
June 2026
Ocean Capital Acquisition Corporation
NYSE: OCACU
$100,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
June 2026
Cosmos Health Inc.
NASDAQ: COSM
$100,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
June 2026
Village Farms International, Inc.
NASDAQ: VFF
$15,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
June 2026
KEEL Infrastructure
NASDAQ: KEEL
$400,000,000
Convertible Senior Notes
Industrials
Co-Manager
June 2026
Faraday Future Inc.
NASDAQ: FFAI
$90,000,000
At-The-Market Offering
Industrials
Sales Agent
June 2026
GeoVax Labs, Inc.
NASDAQ: GOVX
$3,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
May 2026
SKK Holdings Limited
NASDAQ: SKK
$5,540,009
At-The-Market Offering
Industrials
Sole Sales Agent
May 2026
Micware Co., Ltd.
NASDAQ: MWC
$22,800,000
Initial Public Offering
TMT
Sole Book-Running Manager
May 2026
High-Trend International Group
NASDAQ: HTCO
$15,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
May 2026
Ring Energy, Inc.
NYSE: REI
$60,000,000
Public Offering
Energy
Co-Manager
May 2026
IceCure Medical Ltd.
NASDAQ: ICCM
$4,339,697
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
May 2026
Prospect Capital Corporation
NASDAQ: PSEC-PA
$400,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
May 2026
Starlink AI Acquisition Corporation
NYSE: OTAIU
$100,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
May 2026
The Metals Royalty Company Inc.
NASDAQ: TMCR
$75,000,000
Private Placement
Metals & Mining
Co-Lead Placement Agent
May 2026
Redwire Corporation
NYSE: RDW
$350,000,000
At-The-Market Offering
Industrials
Sales Agent
May 2026
Envirotech Vehicles, Inc.
NASDAQ: EVTV
$11,000,000
Unsecured Notes
Industrials
Exclusive Financial Advisor
May 2026
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$22,500,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
May 2026
QTREX Quantum Ltd.
NASDAQ: QTEX
$10,000,000
Private Placement
TMT
Sole Placement Agent
May 2026
SPARC AI Inc.
CSE: SPAI
$5,460,000
LIFE Offering
TMT
Sole U.S. Agent
May 2026
Momentus Inc.
NASDAQ: MNTS
$25,000,000
Private Placement
Industrials
Sole Placement Agent
May 2026
NextNRG Inc.
NASDAQ: NXXT
$6,400,000
Private Placement
Energy
Sole Placement Agent
May 2026
Quantum Leap Acquisition Corp.
NYSE: QLEPU
$200,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
April 2026
CTO Realty Growth, Inc.
NYSE: CTO
$250,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
April 2026
CTO Realty Growth, Inc.
NYSE: CTO-PA
$25,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
April 2026
Plutonian Acquisition Corp II
NYSE: PLUNU
$100,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
April 2026
Alpine Income Property Trust, Inc.
NYSE: PINE
$150,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
April 2026
Wearable Devices Ltd.
NASDAQ: WLDS
$5,000,000
Warrant Inducement
TMT
Exclusive Financial Advisor
April 2026
Surf Air Mobility Inc.
NYSE: SRFM
$15,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
April 2026
Strawberry Fields REIT, Inc.
NYSE: STRW
$50,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
April 2026
Momentus Inc.
NASDAQ: MNTS
$5,000,000
Private Placement
Industrials
Sole Placement Agent
April 2026
Neonc Technologies Holdings Inc.
NASDAQ: NTHI
$75,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
April 2026
CDT Equity Inc.
NASDAQ: CDT
$76,077,218
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2026
Ellington Credit Company
NYSE: EARN
$54,000,000
Unsecured Notes
Financial Institutions & Real Estate
Joint Book-Running Manager
March 2026
Cantor Fitzgerald Income Trust, Inc.
NYSE: CFTR-PRA
$20,000,000
Preferred Offering
Financial Institutions & Real Estate
Joint Book-Running Manager
March 2026
Maris Tech Ltd.
NASDAQ: MTEK
$3,000,000
At-The-Market Offering
TMT
Sole Sales Agent
March 2026
DarioHealth Corp.
NASDAQ: DRIO
$20,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2026
IceCure Medical Ltd.
NASDAQ: ICCM
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2026
Turbo Energy, S.A.
NASDAQ: TURB
$2,979,570
At-The-Market Offering
Energy
Sole Sales Agent
March 2026
Cingulate Inc.
NASDAQ: CING
$100,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2026
Paranovus Entertainment
NASDAQ: PAVS
$5,000,000
Registered Direct Offering
TMT
Financial Advisor
March 2026
Strategy Inc. (Common Stock ATM)
NASDAQ: MSTR
$21,000,000,000
At-The-Market Offering
Crypto / Digital Assets
Sales Agent
March 2026
Strategy Inc. (Stretch Preferred ATM)
NASDAQ: STRC
$21,000,000,000
At-The-Market Offering
Crypto / Digital Assets
Sales Agent
March 2026
Strategy Inc. (Strike Preferred ATM)
NASDAQ: STRK
$2,100,000,000
At-The-Market Offering
Crypto / Digital Assets
Sales Agent
March 2026
Reviva Pharmaceuticals Holdings Inc.
NASDAQ: RVPH
$10,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2026
Century Lithium Corp.
TSX-V: LCE
$4,942,000
LIFE Offering
Metals & Mining
Sole U.S. Agent
March 2026
Chiron Real Estate Inc.
NYSE: XRN
$288,010,090
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
March 2026
Chiron Real Estate Inc.
NYSE: XRN
$75,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
March 2026
Verde AgriTech Ltd.
TSX: NPK
$4,500,000
LIFE Offering
Energy
Sole U.S. Agent
March 2026
Aptera Motors Corp.
NASDAQ: SEV
$6,300,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
March 2026
Turbo Energy, S.A.
NASDAQ: TURB
$3,250,000
Registered Direct Offering
Energy
Sole Placement Agent
March 2026
LQR House Inc.
NASDAQ: YHC
$50,273,610
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
March 2026
Super Copper Corp.
CSE: CUPR
$9,750,000
LIFE Offering
Metals & Mining
A.G.P.
March 2026
Verano Holdings Corp.
CBOE: VRNO
$195,000,000
Senior Secured Credit Facility
Consumer & Cannabis
Sole Placement Agent
March 2026
Talisker Resources Ltd.
TSX: TSK
$36,782,600
Bought Deal
Metals & Mining
Underwriter
March 2026
Lipocine Inc.
NASDAQ: LPCN
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2026
APEX Tech Acquisition Inc.
NYSE: TRADU
$100,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
February 2026
Inspira Technologies OXY B.H.N. Ltd.
NASDAQ: IINN
$2,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2026
Venhub Global, Inc.
NASDAQ: VHUB
$18,900,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
February 2026
Evogene Ltd.
NASDAQ: EVGN
$3,400,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
February 2026
Momentus Inc.
NASDAQ: MNTS
$50,000,000
At-The-Market Offering
Industrials
Sole Sales Agent
February 2026
Upexi, Inc.
NASDAQ: UPXI
$7,400,000
Registered Direct Offering
Crypto / Digital Assets
Sole Placement Agent
February 2026
Inspira Technologies OXY B.H.N. Ltd.
NASDAQ: IINN
$4,750,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2026
Upexi, Inc.
NASDAQ: UPXI
$500,000,000
At-The-Market Offering
Crypto / Digital Assets
Sole Sales Agent
February 2026
XCHG Limited
NASDAQ: XCHG
$12,800,000
At-The-Market Offering
Industrials
Sole Sales Agent
January 2026
Solid Power, Inc.
NASDAQ: SLDP
$130,000,000
Registered Direct Offering
Industrials
Placement Agent
January 2026
Aptera Motors Corp.
NASDAQ: SEV
$9,000,000
Follow-On Offering
Industrials
Sole Placement Agent
January 2026
Rezolve AI PLC
NASDAQ: RZLV
$250,000,000
Registered Direct Offering
TMT
Lead Placement Agent
January 2026
Kuya Silver Corporation
CSE: KUYA
$18,003,000
LIFE Offering
Metals & Mining
Sole U.S. Agent
January 2026
Hallador Energy Company
NASDAQ: HNRG
$50,000,000
Public Offering
Energy
Co-Manager
January 2026
Offerpad Solutions Inc.
NYSE: OPAD
$18,000,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
January 2026
Atlas Critical Minerals Corporation
NASDAQ: ATCX
$11,000,000
Follow-On Offering
Metals & Mining
Book-Running Manager
January 2026
Davis Commodities Limited
NASDAQ: DTCK
$17,000,000
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
January 2026
Momentus Inc.
NASDAQ: MNTS
$5,000,000
Private Placement
Industrials
Sole Placement Agent
January 2026
INmune Bio, Inc.
NASDAQ: INMB
$65,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2025
AiRWA Inc.
NASDAQ: YYAI
$15,690,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
December 2025
LQR House Inc.
NASDAQ: YHC
$6,520,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
December 2025
AEye, Inc.
NASDAQ: LIDR
$125,000,000
At-The-Market Offering
TMT
Sole Sales Agent
December 2025
Momentus Inc.
NASDAQ: MNTS
$3,700,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
December 2025
Almonty Industries Inc.
NASDAQ: ALM
$112,500,000
Follow-On Offering
Metals & Mining
Book-Running Manager
December 2025
Alpine Income Property Trust, Inc.
NYSE: PINE
$35,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
December 2025
Reed's, Inc.
NYSE: REED
$10,000,000
Follow-On Offering
Consumer & Cannabis
Sole Book-Running Manager
December 2025
Atlas Lithium Corporation
NASDAQ: ATLX
$10,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
December 2025
Rail Vision Ltd.
NASDAQ: RVSN
$13,673,937
At-The-Market Offering
Industrials
Sole Sales Agent
December 2025
Cycurion, Inc.
NASDAQ: CYCU
$6,000,000
Private Placement
TMT
Sole Placement Agent
December 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$5,680,000
Warrant Inducement
TMT
Exclusive Financial Advisor
November 2025
VSee Health, Inc.
NASDAQ: VSEE
$6,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
November 2025
Upexi, Inc.
NASDAQ: UPXI
$23,000,000
Private Placement
Crypto / Digital Assets
Sole Placement Agent
November 2025
Adial Pharmaceuticals, Inc.
NASDAQ: ADIL
$2,860,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
November 2025
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$250,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
November 2025
Digi Power X Inc.
NASDAQ: DGXX
$200,000,000
At-The-Market Offering
Energy
Sole Sales Agent
November 2025
Houston American Energy Corporation
NYSE: HUSA
$8,000,000
Registered Direct Offering
Energy
Sole Placement Agent
November 2025
Palatin Technologies, Inc.
NYSE: PTN
$18,200,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2025
Blueport Acquisition Ltd.
NASDAQ: BPAC
$50,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
November 2025
NanoViricides, Inc.
NYSE: NNVC
$6,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
November 2025
Surf Air Mobility Inc.
NYSE: SRFM
$100,000,000
Debt Restructuring
Industrials
Financial Advisor
November 2025
Nocera, Inc.
NASDAQ: NCRA
$300,000,000
Senior Convertible Notes
Financial Institutions & Real Estate
Financial Advisor
November 2025
Westin Acquisition Corp.
NASDAQ: WSTN
$50,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
November 2025
Western Uranium & Vanadium Corp.
CSE: WUC
$4,165,400
LIFE Offering
Metals & Mining
Sole U.S. Agent
October 2025
United States Antimony Corporation
NYSE: UAMY
$26,250,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
October 2025
Intensity Therapeutics, Inc.
NASDAQ: INTS
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
October 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$3,300,000
Registered Direct Offering
TMT
Sole Placement Agent
October 2025
Paranovus Entertainment
NASDAQ: PAVS
$100,000,000
At-The-Market Offering
TMT
Sole Sales Agent
October 2025
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$31,000,000
Warrant Inducement
Healthcare & Life Sciences
Lead Financial Advisor
October 2025
T1 Energy, Inc.
NYSE: TE
$72,000,000
Registered Direct Offering
Energy
Sole Placement Agent
October 2025
Carlyle Credit Income Fund
NYSE: CCID
$30,000,000
Series D Preferred
Financial Institutions & Real Estate
Lead Manager
October 2025
Realbotix Corp.
TSXV: XBOT
$4,942,000
LIFE Offering
Consumer & Cannabis
Sole U.S. Agent
October 2025
United States Antimony Corporation
NYSE: UAMY
$400,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
October 2025
Bitfarms Ltd.
NASDAQ: BITF
$500,000,000
Senior Convertible Notes
Crypto / Digital Assets
Co-Manager
October 2025
Sphere 3D Corp.
NASDAQ: ANY
$4,000,000
Warrant Inducement
TMT
Exclusive Financial Advisor
October 2025
Boxlight Corporation
NASDAQ: BOXL
$4,800,000
At-The-Market Offering
TMT
Sole Sales Agent
October 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$76,500,000
Registered Direct Offering
Crypto / Digital Assets
Sole Placement Agent
October 2025
Theriva Biologics, Inc.
NYSE: TOVX
$4,000,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
October 2025
Momentus Inc.
NASDAQ: MNTS
$7,000,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
October 2025
One Stop Systems, Inc.
NASDAQ: OSS
$12,500,000
Registered Direct Offering
TMT
Lead Placement Agent
September 2025
Soligenix, Inc.
NASDAQ: SNGX
$7,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$7,400,000
At-The-Market Offering
TMT
Sole Sales Agent
September 2025
Rezolve AI PLC
NASDAQ: RZLV
$200,000,000
Private Placement
TMT
Lead Placement Agent
September 2025
Boxlight Corporation
NASDAQ: BOXL
$4,000,000
Registered Direct Offering
TMT
Sole Placement Agent
September 2025
GeoVax Labs, Inc.
NASDAQ: GOVX
$14,876,177
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2025
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$1,760,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2025
Momentus Inc.
NASDAQ: MNTS
$7,350,000
At-The-Market Offering
Industrials
Sole Sales Agent
September 2025
United States Antimony Corporation
NYSE: UAMY
$65,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
September 2025
Reviva Pharmaceuticals Holdings Inc.
NASDAQ: RVPH
$9,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2025
BOS Better Online Solutions Ltd.
NASDAQ: BOSC
$4,000,000
At-The-Market Offering
TMT
Sole Sales Agent
September 2025
Inspira Technologies OXY B.H.N. Ltd.
NASDAQ: IINN
$9,985,579
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$4,000,000
Registered Direct Offering
TMT
Sole Placement Agent
September 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$4,000,000
Registered Direct Offering
TMT
Sole Placement Agent
September 2025
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$23,600,000
Warrant Inducement
Healthcare & Life Sciences
Lead Financial Advisor
September 2025
United States Antimony Corporation
NYSE: UAMY
$18,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
August 2025
Momentus Inc.
NASDAQ: MNTS
$2,700,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
August 2025
Veea, Inc.
NASDAQ: VEEA
$9,200,000
Follow-On Offering
TMT
Sole Placement Agent
August 2025
ALT5 Sigma Corp.
NASDAQ: ALTS
$1,500,000,000
Registered Direct Offering
Crypto / Digital Assets
Sole Placement Agent
August 2025
ALT5 Sigma Corp.
NASDAQ: ALTS
$1,000,000,000
At-The-Market Offering
Crypto / Digital Assets
Sole Sales Agent
August 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$400,000,000
Registered Direct Offering
Crypto / Digital Assets
Sole Placement Agent
August 2025
Starry Sea Acquisition Corp.
NASDAQ: SSEAU
$50,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
August 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$200,000,000
Registered Direct Offering
Crypto / Digital Assets
Lead Placement Agent
August 2025
Cosmos Health Inc.
NASDAQ: COSM
$300,000,000
Senior Convertible Notes
Healthcare & Life Sciences
Financial Advisor
August 2025
Cresco Labs, Inc.
CSE: CL
$320,000,000
Senior Secured Credit Facility
Consumer & Cannabis
Lead Financial Advisor
August 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$2,400,000
Warrant Inducement
TMT
Exclusive Financial Advisor
August 2025
Adial Pharmaceuticals, Inc.
NASDAQ: ADIL
$5,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
August 2025
SUI Group Holdings Limited
NASDAQ: SUIG
$500,000,000
Equity Line of Credit
Crypto / Digital Assets
Purchaser
August 2025
AEye, Inc.
NASDAQ: LIDR
$75,000,000
At-The-Market Offering
TMT
Sole Sales Agent
July 2025
SUI Group Holdings Limited
NASDAQ: SUIG
$450,000,000
Private Placement
Crypto / Digital Assets
Sole Placement Agent
July 2025
Upexi, Inc.
NASDAQ: UPXI
$500,000,000
Equity Line of Credit
Crypto / Digital Assets
Purchaser
July 2025
Incannex Healthcare Inc.
NASDAQ: IXHL
$100,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
July 2025
AEye, Inc.
NASDAQ: LIDR
$23,728,000
At-The-Market Offering
TMT
Sole Sales Agent
July 2025
Offerpad Solutions Inc.
NYSE: OPAD
$2,857,143
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
July 2025
Rezolve AI PLC
NASDAQ: RZLV
$50,000,000
Private Placement
TMT
Lead Placement Agent
July 2025
Mobile-health Network Solutions
NASDAQ: MNDR
$300,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$6,000,000,000
At-The-Market Offering
Crypto / Digital Assets
Sole Sales Agent
July 2025
Presidio Property Trust, Inc.
NASDAQ: SQFT
$2,050,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
July 2025
Cineverse Corp.
NASDAQ: CNVS
$15,000,000
At-The-Market Offering
TMT
Sales Agent
July 2025
Upexi, Inc.
NASDAQ: UPXI
$50,000,000
Private Placement
Crypto / Digital Assets
Sole Placement Agent
July 2025
Upexi, Inc.
NASDAQ: UPXI
$150,000,000
Convertible Notes
Crypto / Digital Assets
Sole Placement Agent
July 2025
Urgent.ly Inc.
NASDAQ: ULY
$4,025,821
At-The-Market Offering
TMT
Sole Sales Agent
July 2025
BTQ Technologies Corp.
CBOE: BTQ
$28,240,000
Public Offering
TMT
Sole U.S. Agent
July 2025
VERSES AI Inc.
CBOE: VERS
$6,759,073
Follow-On Offering
TMT
Sole U.S. Agent
July 2025
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$3,062,465
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
July 2025
Sound Point Meridian Capital, Inc.
NYSE: SPME
$50,000,000
Public Offering
Financial Institutions & Real Estate
Co-Manager
July 2025
Klotho Neurosciences Inc.
NASDAQ: KLTO
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2025
Quantum-Si Inc.
NASDAQ: QSI
$50,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2025
Tevogen Bio Holdings Inc.
NASDAQ: TVGN
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2025
Inspira Technologies OXY B.H.N. Ltd.
NASDAQ: IINN
$7,117,720
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2025
OptimumBank Holdings, Inc.
NYSE: OPHC
$25,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
July 2025
NorthView Acquisition Corp.
NASDAQ: NVAC
$9,000,000
Closed Acquisition
SPAC
Financial Advisor
July 2025
Connexa Sports Technologies Inc.
NASDAQ: YYAI
$200,000,000
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
July 2025
Ribbon Acquisition Corp.
NASDAQ: RIBB
$442,150,000
Announced Acquisition
SPAC
Financial Advisor
June 2025
Momentus Inc.
NASDAQ: MNTS
$4,000,000
Follow-On Offering
Industrials
Sole Placement Agent
June 2025
NuCana plc
NASDAQ: NCNA
$100,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
June 2025
INmune Bio, Inc.
NASDAQ: INMB
$18,900,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2025
Reviva Pharmaceuticals Holdings Inc.
NASDAQ: RVPH
$10,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2025
Bitdeer Technologies Group
NASDAQ: BTDR
$330,000,000
Senior Convertible Notes
TMT
Co-Manager
June 2025
Adial Pharmaceuticals, Inc.
NASDAQ: ADIL
$3,600,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2025
Redwire Corporation
NYSE: RDW
$260,000,000
Follow-On Offering
Industrials
Co-Manager
June 2025
Avino Silver & Gold Mines Ltd
NYSE: ASM
$40,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
June 2025
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$150,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
June 2025
Western Uranium & Vanadium Corp.
CSE: WUC
$3,530,000
Bought Deal
Metals & Mining
Underwriter
June 2025
Brenmiller Energy Ltd.
NASDAQ: BNRG
$2,400,000
At-The-Market Offering
Energy
Sole Sales Agent
June 2025
Cibus, Inc.
NASDAQ: CBUS
$27,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2025
Strawberry Fields REIT, Inc.
NYSE: STRW
$50,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
June 2025
Perimeter Medical Imaging AI, Inc.
TSXV: PINK
$3,129,840
LIFE Offering
Healthcare & Life Sciences
Sole U.S. Agent
June 2025
Quantum eMotion Corp.
TSXV: QNC
$8,472,000
LIFE Offering
TMT
Sole U.S. Agent
June 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$1,000,000,000
At-The-Market Offering
Crypto / Digital Assets
Sole Sales Agent
May 2025
Reviva Pharmaceuticals Holdings, Inc.
NASDAQ: RVPH
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
May 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$425,000,000
Private Placement
Crypto / Digital Assets
Sole Placement Agent
May 2025
SharpLink Gaming, Inc.
NASDAQ: SBET
$4,500,000
Follow-On Offering
Crypto / Digital Assets
Sole Placement Agent
May 2025
Medallion Financial Corp.
NASDAQ: MBKNP
$75,000,000
Perpetual Preferred Stock
Financial Institutions & Real Estate
Lead Manager
May 2025
Innovative Industrial Properties
NASDAQ: IIPR
$500,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
May 2025
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
May 2025
Brenmiller Energy Ltd.
NASDAQ: BNRG
$1,500,000
Follow-On Offering
Energy
Sole Placement Agent
May 2025
Palatin Technologies, Inc.
NYSE: PTN
$11,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
May 2025
Theriva Biologics, Inc.
NYSE: TOVX
$7,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
May 2025
Adial Pharmaceuticals, Inc.
NASDAQ: ADIL
$2,750,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
May 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$1,200,000
Warrant Inducement
TMT
Exclusive Financial Advisor
April 2025
Lakeshore Acquisition III Corp.
NASDAQ: LCCCU
$69,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
April 2025
United States Antimony Corporation
NYSE: UAMY
$25,000,000
At-The-Market Offering
Metals & Mining
Sole Sales Agent
April 2025
Intensity Therapeutics, Inc.
NASDAQ: INTS
$2,350,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
April 2025
Rail Vision Ltd.
NASDAQ: RVSN
$11,311,750
At-The-Market Offering
Industrials
Sole Sales Agent
April 2025
Verses AI Inc.
CBOE: VERS
$7,766,000
Follow-On Offering
TMT
U.S. Agent
April 2025
Upexi, Inc.
NASDAQ: UPXI
$100,000,000
Private Placement
Crypto / Digital Assets
Sole Placement Agent
April 2025
Momentus Inc.
NASDAQ: MNTS
$15,000,000
Master Services Agreement
Industrials
Exclusive Financial Advisor
April 2025
Incannex Healthcare Inc.
NASDAQ: IXHL
$16,768,099
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2025
Global Self Storage, Inc.
NASDAQ: SELF
$15,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
April 2025
Talphera, Inc.
NASDAQ: TLPH
$14,800,000
Private Placement
Healthcare & Life Sciences
Co-Placement Agent
April 2025
REE Automotive Ltd.
NASDAQ: REE
$9,400,000
Registered Direct Offering
Industrials
Sole Placement Agent
March 2025
Tenon Medical, Inc.
NASDAQ: TNON
$2,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2025
Tenon Medical, Inc.
NASDAQ: TNON
$1,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2025
GeoVax Labs, Inc.
NASDAQ: GOVX
$4,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2025
SolarBank Corporation
NASDAQ: SUUN
$8,500,000
Registered Direct Offering
Energy
Sole Placement Agent
March 2025
Momentus Inc.
NASDAQ: MNTS
$2,070,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
March 2025
REE Automotive Ltd.
NASDAQ: REE
$27,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
March 2025
Chicago Atlantic Real Estate Finance, Inc.
NASDAQ: REFI
$100,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
March 2025
Stardust Power Inc.
NASDAQ: SDST
$3,000,000
Warrant Inducement
Metals & Mining
Exclusive Financial Advisor
March 2025
Tenon Medical, Inc.
NASDAQ: TNON
$3,000,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
March 2025
CDT Equity Inc.
NASDAQ: CDT
$23,922,782
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2025
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$2,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
March 2025
Modiv Industrial, Inc.
NYSE: MDV
$50,000,000
At-The-Market Offering
Industrials
Sales Agent
March 2025
CBL International Ltd.
NASDAQ: BANL
$2,600,000
At-The-Market Offering
Energy
Sales Agent
February 2025
Emcore Corporation
NASDAQ: EMKR
$37,000,000
Acquisition
TMT
Buy Side Advisor
February 2025
PDS Biotechnology Corporation
NASDAQ: PDSB
$11,000,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2025
Quantum eMotion Corp.
TSXV: QNC
$7,060,000
LIFE Offering
TMT
Sole U.S. Agent
February 2025
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$11,400,000
At-The-Market Offering
TMT
Sole Sales Agent
February 2025
La Rosa Holdings Corp.
NASDAQ: LRHC
$4,800,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
February 2025
CDT Equity Inc.
NASDAQ: CDT
$17,815,270
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2025
Boxlight Corporation
NASDAQ: BOXL
$2,800,000
Private Placement
TMT
Sole Placement Agent
February 2025
Western Acquisition Ventures
NASDAQ: WAVS
$150,000,000
Closed Acquisition
SPAC
Exclusive Financial Advisor
February 2025
Turning Point Brands, Inc.
NYSE: TPB
$300,000,000
Senior Secured Notes
Consumer & Cannabis
Co-Manager
February 2025
Palatin Technologies, Inc.
NYSE: PTN
$4,700,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2025
McEwen Mining Inc.
NYSE: MUX
$110,000,000
Convertible Senior Notes
Metals & Mining
Co-Manager
February 2025
Momentus Inc.
NASDAQ: MNTS
$5,000,000
Follow-On Offering
Industrials
Sole Placement Agent
February 2025
Palatin Technologies, Inc.
NYSE: PTN
$6,000,000
At-The-Market Offering
Healthcare & Life Sciences
Lead Placement Agent
February 2025
CERo Therapeutics Holdings, Inc.
NASDAQ: CERO
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2025
Aptose Biosciences Inc.
NASDAQ: APTO
$1,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2025
Wearable Devices Ltd.
NASDAQ: WLDS
$2,500,000
Follow-On Offering
TMT
Sole Placement Agent
January 2025
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$25,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
January 2025
Sunrise Realty Trust, Inc.
NASDAQ: SUNS
$76,800,000
Follow-On Offering
Financial Institutions & Real Estate
Co-Lead Manager
January 2025
Processa Pharmaceuticals, Inc.
NASDAQ: PCSA
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2025
Power REIT
NYSE: PW
$2,100,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
January 2025
Asset Entities Inc.
NASDAQ: ASST
$4,400,000
At-The-Market Offering
TMT
Sole Sales Agent
January 2025
Stardust Power Inc.
NASDAQ: SDST
$5,750,000
Follow-On Offering
Metals & Mining
Sole Placement Agent
January 2025
Columbus Acquisition Corp
NASDAQ: COLAU
$60,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
January 2025
AEye, Inc.
NASDAQ: LIDR
$15,291,500
At-The-Market Offering
TMT
Sole Sales Agent
January 2025
Cibus, Inc.
NASDAQ: CBUS
$22,600,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2025
Priority Technology Holdings, Inc.
NASDAQ: PRTH
$80,842,102
Secondary Offering
Financial Institutions & Real Estate
Co-Manager
January 2025
CDT Equity Inc.
NASDAQ: CDT
$4,800,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
January 2025
Ribbon Acquisition Corp
NASDAQ: RIBBU
$50,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
January 2025
Connexa Sports Technologies Inc.
NASDAQ: YYAI
$11,347,850
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
January 2025
VERSES AI Inc.
CBOE: VERS
$14,120,000
Follow-On Offering
TMT
U.S. Agent
January 2025
Quantum-Si Inc.
NASDAQ: QSI
$50,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2025
Bitdeer Technologies Group
NASDAQ: BTDR
$1,000,000,000
At-The-Market Offering
TMT
Sales Agent
January 2025
Sphere 3D Corp.
NASDAQ: ANY
$8,000,000
At-The-Market Offering
TMT
Sole Sales Agent
January 2025
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$7,000,000
At-The-Market Offering
TMT
Sole Sales Agent
December 2024
American Battery Technology Company
NASDAQ: ABAT
$10,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
December 2024
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$250,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2024
PEDEVCO Corp.
NYSE: PED
$8,000,000
At-The-Market Offering
Energy
Sales Agent
December 2024
American Battery Technology Company
NASDAQ: ABAT
$5,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
December 2024
reAlpha Tech Corp.
NASDAQ: AIRE
$4,750,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
December 2024
Momentus Inc.
NASDAQ: MNTS
$5,000,000
Follow-On Offering
Industrials
Sole Placement Agent
December 2024
BTQ Technologies Corp.
CBOE: BTQ
$7,060,000
LIFE Offering
TMT
Sole U.S. Agent
December 2024
Mawson Infrastructure Group Inc.
NASDAQ: MIGI
$12,000,000
At-The-Market Offering
TMT
Sales Agent
December 2024
Ocean Power Technologies, Inc.
NYSE: OPTT
$60,339,886
At-The-Market Offering
Energy
Sole Sales Agent
December 2024
Brillia Inc
NYSE: BRIA
$10,000,000
Initial Public Offering
TMT
Sole Book-Running Manager
November 2024
Rigetti Computing, Inc.
NASDAQ: RGTI
$100,000,000
Registered Direct Offering
TMT
Sole Placement Agent
November 2024
American Battery Technology Company
NASDAQ: ABAT
$12,000,000
Senior Secured Convertible Notes
Metals & Mining
Sole Placement Agent
November 2024
Wearable Devices Ltd.
NASDAQ: WLDS
$1,850,000
Registered Direct Offering
TMT
Sole Placement Agent
November 2024
Aptose Biosciences Inc.
NASDAQ: APTO
$8,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
November 2024
La Rosa Holdings Corp.
NASDAQ: LRHC
$1,800,000
At-The-Market Offering
Financial Institutions & Real Estate
Sole Sales Agent
November 2024
Intensity Therapeutics, Inc.
NASDAQ: INTS
$3,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
November 2024
Sphere 3D Corp.
NASDAQ: ANY
$6,000,000
Registered Direct Offering
TMT
Sole Placement Agent
November 2024
Professional Diversity Network, Inc.
NASDAQ: IPDN
$2,000,000
Registered Direct Offering
TMT
Sole Placement Agent
November 2024
TMC the metals company Inc.
NASDAQ: TMC
$17,500,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
November 2024
United States Antimony Corporation
NYSE: UAMY
$25,000,000
At-The-Market Offering
Metals & Mining
Sole Sales Agent
November 2024
CTO Realty Growth, Inc.
NYSE: CTO-PA
$25,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
November 2024
CTO Realty Growth, Inc.
NYSE: CTO
$250,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
November 2024
Envirotech Vehicles, Inc.
NASDAQ: EVTV
$25,000,000
Equity Line of Credit
Industrials
Financial Advisor
November 2024
NASDAQ: ASST
$2,271,000
At-The-Market Offering
TMT
A.G.P.
November 2024
Palladyne AI Corp.
NASDAQ: PDYN
$7,000,000
Registered Direct Offering
TMT
Sole Placement Agent
October 2024
Shuttle Pharmaceuticals Holdings, Inc.
NASDAQ: SHPH
$4,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
October 2024
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$3,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
October 2024
XORTX Therapeutics Inc.
NASDAQ: XRTX
$1,500,000
Registered Direct & PIPE
Healthcare & Life Sciences
Sole Placement Agent
October 2024
180 Life Sciences Corp.
NASDAQ: ATNF
$3,320,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
October 2024
GeoVax Labs, Inc.
NASDAQ: GOVX
$30,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
October 2024
Crown Electrokinetics Corp.
NASDAQ: CRKN
$63,032,014
At-The-Market Offering
TMT
Sole Sales Agent
October 2024
Asset Entities Inc.
NASDAQ: ASST
$1,800,000
At-The-Market Offering
TMT
Sole Sales Agent
September 2024
Eyenovia, Inc.
NASDAQ: EYEN
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
September 2024
Theriva Biologics, Inc.
NYSE: TOVX
$2,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2024
Cosmos Health Inc.
NASDAQ: COSM
$4,240,977
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
September 2024
GeoVax Labs, Inc.
NASDAQ: GOVX
$4,486,846
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2024
Fortress Biotech, Inc.
NASDAQ: FBIO
$8,000,000
Registered Direct & PIPE
Healthcare & Life Sciences
Sole Placement Agent
September 2024
Cibus, Inc.
NASDAQ: CBUS
$13,159,812
Follow-On Offering
Healthcare & Life Sciences
Joint Book-Running Manager
September 2024
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$1,397,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2024
Tenon Medical, Inc.
NASDAQ: TNON
$4,500,000
Follow-On Offering
Healthcare & Life Sciences
Exclusive Financial Advisor
September 2024
Momentus Inc.
NASDAQ: MNTS
$2,750,000
Private Placement
Industrials
Sole Placement Agent
September 2024
AEye, Inc.
NASDAQ: LIDR
$2,600,000
At-The-Market Offering
TMT
Sole Sales Agent
September 2024
INmune Bio Inc.
NASDAQ: INMB
$13,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2024
NaaS Technology Inc.
NASDAQ: NAAS
$20,000,000
At-The-Market Offering
TMT
Sole Sales Agent
September 2024
NASDAQ: CRKN
$13,032,014
At-The-Market Offering
TMT
A.G.P.
September 2024
NYSE: OPTT
$16,000,000
At-The-Market Offering
Energy
A.G.P.
September 2024
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$150,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
August 2024
Ocean Power Technologies, Inc.
NYSE: OPTT
$15,892,853
At-The-Market Offering
Energy
Sole Sales Agent
August 2024
BioCardia, Inc.
NASDAQ: BCDA
$7,200,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2024
Gold Flora Corporation
CBOE: GRAM
$13,150,000
Senior Loan Facility
Consumer & Cannabis
Sole Placement Agent
August 2024
ShiftPixy, Inc.
NASDAQ: PIXY
$2,500,000
Follow-On Offering
TMT
Sole Placement Agent
August 2024
Evogene Ltd.
NASDAQ: EVGN
$5,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2024
Soligenix, Inc.
NASDAQ: SNGX
$5,800,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
August 2024
Bitdeer Technologies Group
NASDAQ: BTDR
$172,500,000
Convertible Senior Notes
TMT
Co-Manager
August 2024
Precision Optics Corporation, Inc.
NASDAQ: POCI
$1,400,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2024
Alexander & Baldwin, Inc.
NYSE: ALEX
$200,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
August 2024
Greenbrook TMS Inc.
Ticker: GBNHF
$45,042,848
Planned Acquisition
Healthcare & Life Sciences
Exclusive Financial Advisor
August 2024
Greenbrook TMS Inc.
Ticker: GBNHF
$45,042,848
Fairness Opinion
Healthcare & Life Sciences
Strategic Advisor
August 2024
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$21,000,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
July 2024
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$30,200,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2024
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2024
Satixfy Communications Ltd.
NYSE: SATX
$7,145,000
At-The-Market Offering
TMT
Sole Sales Agent
July 2024
The Cannabist Company Holdings, Inc.
CBOE: CBST
$15,000,000
Planned Acquisition
Consumer & Cannabis
Exclusive Financial Advisor
July 2024
DT Cloud Star Acquisition Corporation
NASDAQ: DTSQU
$69,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
July 2024
Ur-Energy Inc.
NYSE: URG
$60,000,000
Follow-On Offering
Metals & Mining
Co-Manager
July 2024
Atlanticus Holdings Corporation
NASDAQ: ATLC
$55,000,000
Senior Notes
Financial Institutions & Real Estate
Co-Manager
July 2024
Zenvia Inc.
NASDAQ: ZENV
$20,000,000
At-The-Market Offering
TMT
Sole Sales Agent
July 2024
Vicinity Motor Corp.
NASDAQ: VEV
$2,500,000
Registered Direct Offering
Industrials
Sole Placement Agent
July 2024
Ascend Wellness Holdings, Inc.
CSE: AAWH
$235,000,000
Senior Secured Notes
Consumer & Cannabis
Financial Advisor
July 2024
Strawberry Fields REIT, Inc.
NYSE: STRW
$24,000,000
At-The-Market Offering
Financial Institutions & Real Estate
Sales Agent
July 2024
Rectitude Holdings Ltd
NASDAQ: RECT
$8,000,000
Initial Public Offering
Consumer & Cannabis
Sole Book-Running Manager
June 2024
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$1,130,000
At-The-Market Offering
Industrials
Sole Sales Agent
June 2024
Cibus, Inc.
NASDAQ: CBUS
$13,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2024
Gorilla Technology Group Inc.
NASDAQ: GRRR
$12,000,000
Registered Direct Offering
TMT
Sole Placement Agent
June 2024
Freight Technologies, Inc.
NASDAQ: FRGT
$10,000,000
At-The-Market Offering
Industrials
Sole Sales Agent
May 2024
McEwen Mining Inc.
NYSE: MUX
$22,000,000
Flow-Through Financing
Metals & Mining
Co-Placement Agent
May 2024
Banzai International, Inc.
NASDAQ: BNZI
$2,500,000
Follow-On Offering
TMT
Sole Placement Agent
May 2024
Virpax Pharmaceuticals, Inc.
NASDAQ: VRPX
$2,250,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
May 2024
BriaCell Therapeutics Corp.
NASDAQ: BCTX
$5,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
May 2024
Safe & Green Holdings Corp.
NASDAQ: SGBX
$4,000,000
Private Placement
Industrials
Sole Placement Agent
May 2024
Cineverse Corp.
NASDAQ: CNVS
$15,000,000
At-The-Market Offering
TMT
Lead Sales Agent
May 2024
SharpLink Gaming, Inc.
NASDAQ: SBET
$1,676,000
At-The-Market Offering
Crypto / Digital Assets
Sole Sales Agent
May 2024
Processa Pharmaceuticals, Inc.
NASDAQ: PCSA
$2,400,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
May 2024
Lipocine Inc.
NASDAQ: LPCN
$10,616,169
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2024
Soligenix, Inc.
NASDAQ: SNGX
$4,750,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2024
NeuroSense Therapeutics Ltd.
NASDAQ: NRSN
$4,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2024
Velo3D, Inc.
NYSE: VLD
$12,000,000
Follow-On Offering
Industrials
Sole Placement Agent
April 2024
Matinas BioPharma Holdings, Inc.
NYSE: MTNB
$10,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2024
Paramount Gold Nevada Corp.
NYSE: PZG
$10,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
March 2024
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$4,400,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2024
Organigram Holdings Inc.
TSX: OGI
$17,650,000
Follow-On Offering
Consumer & Cannabis
Underwriter – A.G.P. Canada
March 2024
Ocean Power Technologies, Inc.
NYSE: OPTT
$20,000,000
At-The-Market Offering
Energy
Sole Sales Agent
March 2024
Ayala Pharmaceuticals, Inc.
Ticker: ADXS
$87,500,000
Closed Acquisition
Healthcare & Life Sciences
Strategic Advisor
March 2024
IGC Pharma, Inc.
NYSE: IGC
$10,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2024
Spire Global, Inc.
NYSE: SPIR
$30,000,000
Registered Direct Offering
TMT
Sole Placement Agent
March 2024
ShiftPixy, Inc.
NASDAQ: PIXY
$5,000,000
Follow-On Offering
TMT
Sole Placement Agent
March 2024
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$20,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2024
Pangaea Logistics Solutions, Ltd.
NASDAQ: PANL
$25,000,000
At-The-Market Offering
Industrials
Sales Agent
March 2024
BIGG Digital Assets Inc.
CSE: BIGG
$5,648,000
Follow-On Offering
TMT
Sole Agent – A.G.P. Canada
March 2024
Quoin Pharmaceuticals Ltd.
NASDAQ: QNRX
$6,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2024
Momentus Inc.
NASDAQ: MNTS
$4,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
March 2024
Meta Materials Inc.
NASDAQ: MMAT
$3,400,000
Registered Direct Offering
Industrials
Sole Placement Agent
February 2024
Chromocell Therapeutics Corporation
NYSE: CHRO
$6,600,000
Initial Public Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2024
Gorilla Technology Group Inc.
NASDAQ: GRRR
$10,000,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2024
Pluri Inc.
NASDAQ: PLUR
$10,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2024
Abacus Life, Inc.
NASDAQ: ABL
$25,000,000
Senior Notes
Financial Institutions & Real Estate
Joint Book-Running Manager
February 2024
Ayala Pharmaceuticals, Inc.
Ticker: ADXS
$87,500,000
Fairness Opinion
Healthcare & Life Sciences
Strategic Advisor
February 2024
GRI Bio, Inc.
NASDAQ: GRI
$5,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2024
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$4,000,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
January 2024
Seelos Therapeutics, Inc.
NASDAQ: SEEL
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2024
Aspira Women’s Health Inc.
NASDAQ: AWH
$5,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2024
Brenmiller Energy Ltd.
NASDAQ: BNRG
$4,000,000
Follow-On Offering
Energy
Sole Placement Agent
January 2024
Canopy Growth Corporation
NASDAQ: CGC
$35,000,000
Private Placement
Consumer & Cannabis
Lead Placement Agent
January 2024
Myomo, Inc.
NYSE: MYO
$6,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2024
Momentus Inc.
NASDAQ: MNTS
$4,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
January 2024
Ekso Bionics Holdings, Inc.
NASDAQ: EKSO
$4,600,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2024
Abeona Therapeutics Inc.
NASDAQ: ABEO
$50,000,000
Credit Facility
Healthcare & Life Sciences
Advisor & Sole Lead Arranger
January 2024
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$9,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2024
Velo3D, Inc.
NYSE: VLD
$18,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
December 2023
Velo3D, Inc.
NYSE: VLD
$55,000,000
Debt Restructuring
Industrials
Exclusive Financial Advisor
December 2023
Motus GI Holdings, Inc.
NASDAQ: MOTS
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2023
Ault Alliance, Inc.
NYSE: AULT
$41,500,000
Secured Notes
Financial Institutions & Real Estate
Exclusive Financial Advisor
December 2023
NightHawk Biosciences
NASDAQ: NHWK
$4,037,193
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2023
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$11,000,000
Term Loan
Healthcare & Life Sciences
Exclusive Financial Advisor
December 2023
Western Uranium & Vanadium Corp.
CSE: WUC
$7,250,000
Follow-On Offering
Metals & Mining
Sole Agent – A.G.P. Canada
December 2023
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$4,500,000
Registered Direct Offering
Industrials
Sole Placement Agent
December 2023
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2023
iBio, Inc.
NYSE: IBIO
$4,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
December 2023
Meta Materials Inc.
NASDAQ: MMAT
$6,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
December 2023
Else Nutrition Holdings Inc.
TSX: BABY
$3,530,000
Follow-On Offering
Consumer & Cannabis
Sole Agent – A.G.P. Canada
November 2023
Acurx Pharmaceuticals, Inc.
NASDAQ: ACXP
$17,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
November 2023
Cybin Inc.
NYSE: CYBN
$30,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2023
Momentus Inc.
NASDAQ: MNTS
$6,500,000
Warrant Inducement
Industrials
Exclusive Financial Advisor
November 2023
Abacus Life, Inc.
NASDAQ: ABL
$31,000,000
Follow-On Offering
Financial Institutions & Real Estate
Co-Manager
November 2023
NASDAQ: APVO
$3,400,000
Warrant Inducement
Healthcare & Life Sciences
A.G.P.
November 2023
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
October 2023
IGC Pharma, Inc.
NYSE: IGC
$60,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
October 2023
Vivos Therapeutics, Inc.
NASDAQ: VVOS
$4,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
October 2023
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$2,400,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
October 2023
Versus Systems Inc.
NASDAQ: VS
$3,000,000
Follow-On Offering
TMT
Sole Placement Agent
October 2023
OpGen, Inc.
NASDAQ: OPGN
$11,200,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
October 2023
Athersys, Inc.
NASDAQ: ATHX
$3,900,000
Warrant Inducement
Healthcare & Life Sciences
Exclusive Financial Advisor
October 2023
EuroDry Ltd.
NASDAQ: EDRY
$6,680,000
At-The-Market Offering
Industrials
Sole Sales Agent
October 2023
ShiftPixy, Inc.
NASDAQ: PIXY
$2,500,000
Registered Direct Offering
TMT
Exclusive Financial Advisor
October 2023
Starbox Group Holdings Ltd.
NASDAQ: STBX
$30,000,000
At-The-Market Offering
TMT
Sole Sales Agent
October 2023
Momentus Inc.
NASDAQ: MNTS
$4,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
October 2023
NASDAQ: PRFT
Undisclosed
Planned Acquisition
TMT
A.G.P.
October 2023
Kintara Therapeutics, Inc.
NASDAQ: KTRA
$2,850,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2023
Hepion Pharmaceuticals, Inc.
NASDAQ: HEPA
$5,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2023
Vaccinex, Inc.
NASDAQ: VCNX
$9,600,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2023
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$4,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
September 2023
Faraday Future Intelligent Electric Inc.
NASDAQ: FFIE
$90,000,000
At-The-Market Offering
Industrials
Sales Agent
September 2023
CDT Equity Inc.
NASDAQ: CDT
$720,000,000
Closed Acquisition
SPAC
Exclusive Financial Advisor
September 2023
CDT Equity Inc.
NASDAQ: CDT
$20,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
September 2023
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$4,500,000
Follow-On Offering
Consumer & Cannabis
Sole Placement Agent
September 2023
Tritium DCFC Limited
NASDAQ: DCFC
$75,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
September 2023
Gorilla Technology Group Inc.
NASDAQ: GRRR
$25,000,000
Registered Direct Offering
TMT
Co-Lead Placement Agent
September 2023
Flora Growth Corp.
NASDAQ: FLGC
$2,700,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
September 2023
PennyMac Mortgage Investment Trust
NYSE: PMT
$50,000,000
Senior Notes
Financial Institutions & Real Estate
Co-Manager
September 2023
Canopy Growth Corporation
NASDAQ: CGC
$50,000,000
Private Placement
Consumer & Cannabis
Lead Placement Agent
September 2023
Momentus Inc.
NASDAQ: MNTS
$5,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
September 2023
American Battery Technology Company
OTC MKT: ABML
$50,000,000
Senior Secured Convertible Notes
Metals & Mining
Sole Placement Agent
August 2023
Myomo, Inc.
NYSE: MYO
$4,400,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2023
Athersys, Inc.
NASDAQ: ATHX
$3,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2023
Creative Realities, Inc.
NASDAQ: CREX
$6,000,000
Follow-On Offering
TMT
Sole Placement Agent
August 2023
180 Life Sciences Corp.
NASDAQ: ATNF
$3,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2023
Nxu, Inc.
NASDAQ: NXU
$5,000,000
Follow-On Offering
Industrials
Lead Placement Agent
August 2023
Astra Space, Inc.
Nasdaq: ASTR
$20,000,000
Senior Secured Notes
Industrials
Sole Placement Agent
August 2023
SVES Apparel LLC
$28,000,000
Senior Secured Notes
Consumer & Cannabis
Sole Placement Agent
August 2023
Aptevo Therapeutics Inc.
NASDAQ: APVO
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2023
Cybin Inc.
NYSE: CYBN
$8,250,000
Follow-On Offering
Healthcare & Life Sciences
Lead Manager
August 2023
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$7,000,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
July 2023
Celularity Inc.
NASDAQ: CELU
$3,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Nano-X Imaging Ltd.
NASDAQ: NNOX
$30,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$2,100,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Ault Alliance, Inc.
NYSE: AULT
$8,800,000
Senior Secured Notes
Financial Institutions & Real Estate
Sole Placement Agent
July 2023
Cosmos Health Inc.
NASDAQ: COSM
$5,250,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Aspira Women’s Health Inc.
NASDAQ: AWH
$4,700,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Lixte Biotechnology Holdings, Inc.
NASDAQ: LIXT
$3,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Evogene Ltd.
NASDAQ: EVGN
$8,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
ShiftPixy, Inc.
NASDAQ: PIXY
$3,100,000
Follow-On Offering
TMT
Sole Placement Agent
July 2023
Allarity Therapeutics, Inc.
NASDAQ: ALLR
$11,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2023
Abeona Therapeutics Inc.
NASDAQ: ABEO
$25,000,000
Registered Direct Offering
Healthcare & Life Sciences
Co-Placement Agent
July 2023
NASDAQ: CRKN
Undisclosed
At-The-Market Offering
TMT
A.G.P.
July 2023
Greenlane Holdings, Inc.
NASDAQ: GNLN
$4,000,000
Follow-On Offering
Consumer & Cannabis
Sole Placement Agent
June 2023
Bukit Jalil Global Acquisition 1 Ltd.
NASDAQ: BUJAU
$50,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
June 2023
NeuroSense Therapeutics Ltd.
NASDAQ: NRSN
$4,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2023
Verastem, Inc.
NASDAQ: VSTM
$85,000,000
Follow-On Offering
Healthcare & Life Sciences
Co-Manager
June 2023
Precision Optics Corporation, Inc.
NASDAQ: POCI
$2,520,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
June 2023
Cineverse Corp.
NASDAQ: CNVS
$8,000,000
Follow-On Offering
TMT
Lead Placement Agent
June 2023
Brenmiller Energy Ltd
NASDAQ: BNRG
$9,350,000
At-The-Market Offering
Energy
Sole Sales Agent
June 2023
Precipio, Inc.
NASDAQ: PRPO
$2,000,000
Registered Direct Offering
Healthcare & Life Sciences
Exclusive Financial Advisor
June 2023
AgEagle Aerial Systems, Inc.
NYSE: UAVS
$4,200,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2023
Inuvo, Inc.
NYSE: INUV
$4,000,000
Registered Direct Offering
TMT
Sole Placement Agent
May 2023
InspireMD, Inc.
NASDAQ: NSPR
$113,600,000
Private Placement
Healthcare & Life Sciences
Financial Advisor
May 2023
Upexi, Inc.
NASDAQ: UPXI
$7,000,000
Registered Direct Offering
Crypto / Digital Assets
Lead Placement Agent
May 2023
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$4,000,000
Follow-On Offering
Consumer & Cannabis
Sole Placement Agent
May 2023
Soligenix, Inc.
NASDAQ: SNGX
$8,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
May 2023
Precipio, Inc.
NASDAQ: PRPO
$5,800,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2023
NeuroSense Therapeutics Ltd.
NASDAQ: NRSN
$5,743,677
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2023
ZyVersa Therapeutics, Inc.
NASDAQ: ZVSA
$11,000,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
April 2023
Allarity Therapeutics, Inc.
NASDAQ: ALLR
$7,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2023
Athersys, Inc.
NASDAQ: ATHX
$3,700,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2023
Meta Materials Inc.
NASDAQ: MMAT
$25,000,000
Follow-On Offering
Industrials
Joint Book-Running Manager
April 2023
180 Life Sciences Corp.
NASDAQ: ATNF
$3,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2023
Celularity Inc.
NASDAQ: CELU
$6,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2023
U.S. Gold Corp.
NASDAQ: USAU
$5,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
April 2023
Nogin, Inc.
NASDAQ: NOGN
$22,000,000
Follow-On Offering
TMT
Lead Placement Agent
April 2023
Digital Media Solutions, Inc.
NYSE: DMS
$14,000,000
Private Placement
TMT
Financial Advisor
March 2023
Spectra7 Microsystems Inc.
TSXV: SEV
$4,158,340
Private Placement
TMT
Sole Placement Agent
March 2023
UpHealth, Inc.
NYSE: UPH
$4,500,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
March 2023
Genprex, Inc.
NASDAQ: GNPX
$4,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2023
Enservco Corporation
NYSE: ENSV
$3,500,000
Follow-On Offering
Energy
Sole Placement Agent
February 2023
Quoin Pharmaceuticals Ltd.
NASDAQ: QNRX
$7,000,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
February 2023
Ur-Energy Inc.
NYSE: URG
$46,100,000
Follow-On Offering
Metals & Mining
Co-Manager
February 2023
Kontrol Technologies Corp.
NEO: KNR
$3,530,000
Private Placement
TMT
Sole Placement Agent
February 2023
EMCORE Corporation
NASDAQ: EMKR
$17,000,000
Follow-On Offering
TMT
Sole Placement Agent
February 2023
Relativity Acquisition Corp.
NASDAQ: RACY
$707,250,000
Planned Acquisition
SPAC
Exclusive Financial Advisor
February 2023
Integrated Wellness Acquisition Corp.
NASDAQ: WEL
$197,970,000
Planned Acquisition
SPAC
Exclusive Financial Advisor
February 2023
Auxly Cannabis Group Inc.
TSX: XLY
$3,360,000
Private Placement
Consumer & Cannabis
Exclusive Financial Advisor
February 2023
Canoo Inc.
NASDAQ: GOEV
$52,500,000
Registered Direct Offering
Industrials
Sole Placement Agent
February 2023
HeartBeam, Inc.
NASDAQ: BEAT
$13,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2023
ENGlobal Corporation
NASDAQ: ENG
$3,400,000
Registered Direct Offering
Energy
Sole Placement Agent
February 2023
Mount Rainier Acquisition Corp.
NASDAQ: RNERU
$1,280,000,000
Closed Acquisition
SPAC
Exclusive Financial Advisor
February 2023
NEO: TILT
Undisclosed
Debt Refinancing
Consumer & Cannabis
A.G.P.
February 2023
ShiftPixy, Inc.
NASDAQ: PIXY
$8,187,827
At-The-Market Offering
TMT
Sole Sales Agent
January 2023
Village Farms International, Inc.
NASDAQ: VFF
$25,000,000
Registered Direct Offering
Consumer & Cannabis
Lead Placement Agent
January 2023
Arcimoto, Inc.
NASDAQ: FUV
$12,000,000
Follow-On Offering
Industrials
Sole Placement Agent
January 2023
LightPath Technologies, Inc.
NASDAQ: LPTH
$10,000,000
Follow-On Offering
TMT
Sole Placement Agent
January 2023
Myomo, Inc.
NYSE: MYO
$6,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2023
Steakholder Foods Ltd.
NASDAQ: STKH
$6,500,000
Follow-On Offering
Consumer & Cannabis
Sole Book-Running Manager
January 2023
Vivos Therapeutics, Inc.
NASDAQ: VVOS
$8,000,000
Private Placement
Healthcare & Life Sciences
Co-Placement Agent
January 2023
IceCure Medical Ltd.
NASDAQ: ICCM
$14,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Placement Agent
December 2022
180 Life Sciences Corp.
NASDAQ: ATNF
$6,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2022
Cosmos Health Inc.
NASDAQ: COSM
$32,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2022
Flora Growth Corp.
NASDAQ: FLGC
$5,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
December 2022
Larkspur Health Acquisition Corp.
NASDAQ: LSPRU
$108,920,000
Closed Acquisition
SPAC
Exclusive Financial Advisor
December 2022
OncoSec Medical Incorporated
NASDAQ: ONCS
$3,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
November 2022
Western Acquisition Ventures Corp.
NASDAQ: WAVS
$170,438,515
Planned Acquisition
SPAC
Exclusive Financial Advisor
November 2022
Athersys, Inc.
NASDAQ: ATHX
$5,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
November 2022
iSun, Inc.
NASDAQ: ISUN
$25,000,000
Senior Secured Convertible Notes
Energy
Sole Placement Agent
November 2022
Murphy Canyon Acquisition Corp.
NASDAQ: MURFU
$700,493,750
Planned Acquisition
SPAC
Exclusive Financial Advisor
November 2022
Cresco Labs, Inc.
CSE: CL
$185,000,000
Fairness Opinion
Consumer & Cannabis
Financial Advisor
November 2022
Hepion Pharmaceuticals, Inc.
NASDAQ: HEPA
$20,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
November 2022
Greenlane Holdings, Inc.
NASDAQ: GNLN
$7,500,000
Follow-On Offering
Consumer & Cannabis
Sole Placement Agent
October 2022
Verb Technology Company, Inc.
NASDAQ: VERB
$4,000,000
Registered Direct Offering
TMT
Sole Placement Agent
October 2022
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$15,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
October 2022
American Virtual Cloud Technologies, Inc.
NASDAQ: AVCT
$10,000,000
Registered Direct Offering
TMT
Co-Lead Placement Agent
October 2022
Cosmos Holdings Inc.
NASDAQ: COSM
$7,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
October 2022
Digital Ally, Inc.
NASDAQ: DGLY
$15,000,000
Private Placement
TMT
Exclusive Placement Agent
October 2022
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$6,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
October 2022
XORTX Therapeutics Inc.
NASDAQ: XRTX
$5,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
October 2022
Akerna Corp.
NASDAQ: KERN
$5,000,000
Private Placement
TMT
Exclusive Financial Advisor
October 2022
G Medical Innovations Holdings Ltd.
NASDAQ: GMVD
$3,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2022
voxeljet AG
NASDAQ: VJET
$4,400,000
Registered Direct Offering
Industrials
Sole Placement Agent
September 2022
Cosmos Holdings Inc.
NASDAQ: COSM
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2022
ShiftPixy, Inc.
NASDAQ: PIXY
$5,000,000
Private Placement
TMT
Sole Placement Agent
September 2022
Akari Therapeutics, Plc
NASDAQ: AKTX
$12,750,000
Registered Direct Offering
Healthcare & Life Sciences
Placement Agent
September 2022
Reviva Pharmaceuticals Holdings, Inc.
NASDAQ: RVPH
$8,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2022
Athersys, Inc.
NASDAQ: ATHX
$12,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2022
Swvl Holdings Corp
NASDAQ: SWVL
$20,000,000
Private Placement
Industrials
Sole Placement Agent
August 2022
Village Farms International, Inc.
NASDAQ: VFF
$50,000,000
At-The-Market Offering
Consumer & Cannabis
Sales Agent
August 2022
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$320,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
August 2022
Quoin Pharmaceuticals Ltd.
NASDAQ: QNRX
$16,800,000
Follow-On Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2022
VivoPower International PLC
NASDAQ: VVPR
$5,500,000
Registered Direct Offering
Energy
Sole Placement Agent
July 2022
Acurx Pharmaceuticals, Inc.
NASDAQ: ACXP
$4,225,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
July 2022
Larkspur Health Acquisition Corp.
NASDAQ: LSPRU
$108,920,000
Planned Acquisition
SPAC
Exclusive Financial Advisor
July 2022
Synthetic Biologics, Inc.
NYSE: SYN
$3,000,000
Private Placement
Healthcare & Life Sciences
Exclusive Financial Advisor
July 2022
VIQ Solutions Inc.
NASDAQ: VQS
$4,800,000
Private Placement
TMT
Sole Placement Agent
July 2022
180 Life Sciences Corp.
NASDAQ: ATNF
$6,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2022
Alpine 4 Holdings, Inc.
NASDAQ: ALPP
$10,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
July 2022
Akerna Corp.
NASDAQ: KERN
$10,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
June 2022
MeaTech 3D Ltd.
NASDAQ: MITC
$6,500,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
June 2022
Greenlane Holdings, Inc.
NASDAQ: GNLN
$5,400,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
June 2022
Meta Materials Inc.
NASDAQ: MMAT
$50,000,000
Registered Direct Offering
Industrials
Co-Lead Placement Agent
June 2022
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$30,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
June 2022
Fusion Fuel Green PLC
NASDAQ: HTOO
$30,000,000
At-The-Market Offering
Energy
Financial Advisor
June 2022
Aquestive Therapeutics, Inc.
NASDAQ: AQST
$8,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2022
InspireMD, Inc.
NASDAQ: NSPR
$8,300,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
June 2022
AgileThought, Inc.
NASDAQ: AGIL
$58,000,000
Senior Secured Loan & Revolver
TMT
Sole Placement Agent
May 2022
Celularity Inc.
NASDAQ: CELU
$30,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
May 2022
Orbital Energy Group, Inc.
NASDAQ: OEG
$21,000,000
Registered Direct Offering
Energy
Sole Placement Agent
April 2022
Abeona Therapeutics Inc.
NASDAQ: ABEO
$25,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
April 2022
Verb Technology Company, Inc.
NASDAQ: VERB
$11,000,000
Registered Direct Offering
TMT
Sole Placement Agent
April 2022
Orbital Energy Group, Inc.
NASDAQ: OEG
$50,000,000
At-The-Market Offering
Energy
Lead Sales Agent
April 2022
G Medical Innovations Holdings Ltd.
NASDAQ: GMVD
$8,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
April 2022
NLS Pharmaceutics Ltd.
NASDAQ: NLSP
$4,400,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2022
Kintara Therapeutics, Inc.
NASDAQ: KTRA
$8,600,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2022
Stealth BioTherapeutics Corp
NASDAQ: MITO
$8,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2022
Celsion Corporation
NASDAQ: CLSN
$7,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2022
The Valens Company Inc.
NASDAQ: VLNS
$26,000,000
Bought Deal
Consumer & Cannabis
Co-Lead Underwriter
March 2022
Vicinity Motor Corp.
NASDAQ: VEV
$12,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
March 2022
Mount Rainier Acquisition Corp.
NASDAQ: RNERU
$1,280,000,000
Planned Acquisition
SPAC
Exclusive Financial Advisor
March 2022
Cresco Labs, Inc.
CSE: CL
$2,000,000,000
Fairness Opinion
Consumer & Cannabis
Financial Advisor
March 2022
Nymox Pharmaceutical Corporation
NASDAQ: NYMX
$6,400,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2022
U.S. Gold Corp.
NASDAQ: USAU
$5,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
March 2022
Agrify Corporation
NASDAQ: AGFY
$135,000,000
Senior Secured Notes
Industrials
Sole Placement Agent
March 2022
Synthetic Biologics, Inc.
NYSE: SYN
Undisclosed
Acquisition
Healthcare & Life Sciences
Exclusive Financial Advisor
March 2022
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$8,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
March 2022
Alpine 4 Holdings, Inc.
NASDAQ: ALPP
$50,000,000
At-The-Market Offering
Industrials
Sole Sales Agent
March 2022
LightPath Technologies, Inc.
NASDAQ: LPTH
$25,200,000
At-The-Market Offering
TMT
Sole Sales Agent
February 2022
Enveric Biosciences, Inc.
NASDAQ: ENVB
$10,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2022
Relativity Acquisition Corp.
NASDAQ: RACYU
$143,750,000
Initial Public Offering
SPAC
Sole Book-Running Manager
February 2022
Creative Realities, Inc.
NASDAQ: CREX
$11,000,000
Private Placement
TMT
Sole Placement Agent
February 2022
Murphy Canyon Acquisition Corp.
NASDAQ: MURFU
$132,250,000
Initial Public Offering
SPAC
Sole Book-Running Manager
February 2022
Verano Holdings Corp.
CSE: VRNO
$413,000,000
Planned Acquisition
Consumer & Cannabis
Financial Advisor
February 2022
G Medical Innovations Holdings Ltd
NASDAQ: GMVD
$12,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
January 2022
ShiftPixy, Inc.
NASDAQ: PIXY
$5,900,000
Warrant Restructuring
TMT
Exclusive Financial Advisor
January 2022
Tanzanian Gold Corporation
NYSE: TRX
$7,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
January 2022
Verb Technology Company, Inc.
NASDAQ: VERB
Undisclosed
Senior Secured Convertible Notes
TMT
Exclusive Financial Advisor
January 2022
Verb Technology Company, Inc.
NASDAQ: VERB
$50,000,000
Equity Line of Credit
TMT
Exclusive Financial Advisor
January 2022
ENGlobal Corporation
NASDAQ: ENG
$30,000,000
At-The-Market Offering
Energy
Financial Advisor
January 2022
Western Acquisition Ventures Corp.
NASDAQ: WAVSU
$115,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
January 2022
Celsion Corporation
NASDAQ: CLSN
$30,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2022
Ocean Power Technologies, Inc.
NYSE: OPTT
$75,000,000
At-The-Market Offering
Energy
Sole Sales Agent
January 2022
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$240,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2021
AgileThought, Inc.
NASDAQ: AGIL
$25,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
December 2021
Larkspur Health Acquisition Corp.
NASDAQ: LSPRU
$77,671,590
Initial Public Offering
SPAC
Sole Book-Running Manager
December 2021
Abeona Therapeutics Inc.
NASDAQ: ABEO
$17,500,000
Follow-On Offering
Healthcare & Life Sciences
Lead Manager
December 2021
Ault Disruptive Technologies Corporation
NASDAQ: ADRTU
$115,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
December 2021
Synthetic Biologics, Inc.
NYSE: SYN
Undisclosed
Planned Acquisition
Healthcare & Life Sciences
Exclusive Financial Advisor
December 2021
Ampio Pharmaceuticals, Inc.
NYSE: AMPE
$22,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2021
Nymox Pharmaceutical Corporation
NASDAQ: NYMX
$10,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2021
IceCure Medical Ltd.
NASDAQ: ICCM
$17,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
December 2021
Altamira Therapeutics Ltd.
NASDAQ: CYTO
$7,450,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2021
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
$8,820,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
November 2021
Alpine 4 Holdings, Inc.
NASDAQ: ALPP
$24,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
November 2021
Flora Growth Corp.
NASDAQ: FLGC
$34,500,000
Follow-On Offering
Consumer & Cannabis
Sole Book-Running Manager
November 2021
Muscle Maker, Inc.
NASDAQ: GRIL
$15,000,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
November 2021
VivoPower International PLC
NASDAQ: VVPR
$10,449,000
At-The-Market Offering
Energy
Sole Sales Agent
November 2021
Digital Health Acquisition Corp.
NASDAQ: DHACU
$115,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
November 2021
SG Blocks, Inc.
NASDAQ: SGBX
$11,550,000
Registered Direct Offering
Industrials
Sole Placement Agent
October 2021
Industrial Human Capital, Inc.
NYSE: AXHU
$115,000,000
Initial Public Offering
SPAC
Sole Book-Running Manager
October 2021
The Very Good Food Company Inc.
NASDAQ: VGFC
$30,000,000
Registered Direct Offering
Consumer & Cannabis
Lead Placement Agent
October 2021
XORTX Therapeutics Inc.
NASDAQ: XRTX
$13,468,011
Initial Public Offering
Healthcare & Life Sciences
Sole Book-Running Manager
October 2021
NeuroOne Medical Technologies Corporation
NASDAQ: NMTC
$12,000,000
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
October 2021
Innocan Pharma Corporation
CSE: INNO
$5,789,200
Private Placement
Healthcare & Life Sciences
Exclusive Placement Agent
October 2021
Mount Rainier Acquisition Corp.
NASDAQ: RNERU
$172,500,000
Initial Public Offering
SPAC
Sole Book-Running Manager
October 2021
Agrify Corporation
NASDAQ: AGFY
$50,000,000
Acquisition
Industrials
Exclusive Financial Advisor
October 2021
American Manganese Inc.
TSXV: AMY
$14,120,000
Private Placement
Metals & Mining
Exclusive Placement Agent
September 2021
Nxt-ID, Inc.
NASDAQ: NXTD
$12,500,000
Follow-On Offering
TMT
Sole Book-Running Manager
September 2021
Aurora Spine Corporation
TSXV: ASG
$4,589,000
Private Placement
Healthcare & Life Sciences
Exclusive U.S. Placement Agent
September 2021
VIQ Solutions Inc.
NASDAQ: VQS
$18,000,000
Registered Direct Offering
TMT
Sole Placement Agent
September 2021
ShiftPixy, Inc.
NASDAQ: PIXY
$12,000,000
Private Placement
TMT
Sole Placement Agent
September 2021
HEXO Corp.
NASDAQ: HEXO
$144,800,000
Follow-On Offering
Consumer & Cannabis
Lead Book-Running Manager
August 2021
Greenlane Holdings, Inc.
NASDAQ: GNLN
$32,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
August 2021
The Singing Machine Company, Inc.
OTC MKT: SMDM
$10,000,000
Private Placement
Consumer & Cannabis
Exclusive Financial Advisor
August 2021
Akerna Corp.
NASDAQ: KERN
$25,000,000
At-The-Market Offering
TMT
Sales Agent
July 2021
Spectral Medical Inc.
TSX: EDT
$7,060,000
Bought Deal
Healthcare & Life Sciences
Sole U.S. Sub-Agent
July 2021
Orbital Energy Group, Inc.
NASDAQ: OEG
$38,000,000
Registered Direct Offering
Energy
Sole Placement Agent
July 2021
voxeljet AG
NASDAQ: VJET
$10,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
July 2021
INmune Bio, Inc.
NASDAQ: INMB
$40,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2021
Presidio Property Trust, Inc.
NASDAQ: SQFT
$10,000,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
July 2021
Khiron Life Sciences Corp.
TSXV: KHRN
$8,716,099
Private Placement
Healthcare & Life Sciences
Lead Placement Agent
July 2021
Eco Wave Power Global AB
NASDAQ: WAVE
$9,200,000
Initial Public Offering
Energy
Sole Book-Running Manager
July 2021
Myomo, Inc.
NYSE: MYO
$15,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
June 2021
Columbia Care, Inc.
CSE: CCHW
$74,500,000
Senior Secured Convertible Notes
Consumer & Cannabis
Financial Advisor
June 2021
Sentia Wellness, Inc.
Private
Undisclosed
Private Sale
Consumer & Cannabis
Financial Advisor
June 2021
Enthusiast Gaming Holdings Inc.
NASDAQ: EGLX
$46,000,000
Follow-On Offering
TMT
Co-Manager
June 2021
Columbia Care, Inc.
CSE: CCHW
$240,000,000
Acquisition
Consumer & Cannabis
Co-Lead Financial Advisor
June 2021
Aterian, Inc.
NASDAQ: ATER
$40,000,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
June 2021
Auxly Cannabis Group Inc.
TSX: XLY
$12,178,743
Bought Deal
Consumer & Cannabis
Sole U.S. Sub-Agent
June 2021
MoSys, Inc.
NASDAQ: MOSY
$13,000,000
Registered Direct Offering
TMT
Sole Placement Agent
June 2021
Ocuphire Pharma, Inc.
NASDAQ: OCUP
$15,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2021
Alexco Resource Corp.
NYSE: AXU
$17,650,000
Bought Deal
Metals & Mining
Underwriter
June 2021
ENGlobal Corporation
NASDAQ: ENG
$20,000,000
Registered Direct Offering
Energy
Sole Placement Agent
June 2021
HEXO Corp.
NYSE: HEXO
$165,910,000
Acquisition
Consumer & Cannabis
Financial Advisor
June 2021
Inuvo, Inc.
NYSE: INUV
$35,000,000
At-The-Market Offering
TMT
Sole Sales Agent
May 2021
HEXO Corp
NYSE: HEXO
$360,000,000
Senior Secured Convertible Notes
Consumer & Cannabis
Sole Placement Agent
May 2021
Kontrol Technologies Corp.
OTCQB: KNRLF
$6,001,000
Private Placement
TMT
Sole Placement Agent
May 2021
High Tide Inc.
TSXV: HITI
$16,238,000
Bought Deal
Consumer & Cannabis
Exclusive U.S. Sub-Agent
May 2021
The Valens Company Inc.
TSX: VLNS
$28,240,000
Follow-On Offering
Consumer & Cannabis
Financial Advisor
May 2021
KULR Technology Group, Inc.
OTC MKT: KULR
$6,500,000
Follow-On Offering
TMT
Financial Advisor
May 2021
ShiftPixy, Inc.
NASDAQ: PIXY
$12,000,000
Private Placement
TMT
Sole Placement Agent
May 2021
Ynvisible Interactive Inc.
TSXV: YNV
$8,472,000
Private Placement
TMT
Sole Placement Agent
May 2021
HEXO Corp.
NYSE: HEXO
$105,900,000
At-The-Market Offering
Consumer & Cannabis
Sales Agent
May 2021
IM Cannabis Corp.
NASDAQ: IMCC
$35,000,000
Registered Direct Offering
Consumer & Cannabis
Co-Lead Placement Agent
May 2021
Synthetic Biologics, Inc.
NYSE: SYN
$75,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
May 2021
Nymox Pharmaceutical Corporation
NASDAQ: NYMX
$8,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
April 2021
American Battery Metals Corporation
OTC MKT: ABML
$15,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
April 2021
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$170,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2021
Advaxis, Inc.
NASDAQ: ADXS
$20,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
April 2021
Mohawk Group Holdings, Inc.
NASDAQ: MWK
$110,000,000
Senior Secured Notes
Consumer & Cannabis
Sole Placement Agent
April 2021
mCloud Technologies Corp.
OTC MKT: MCLDF
$10,229,940
Follow-On Offering
TMT
Lead U.S. Placement Agent
April 2021
Muscle Maker, Inc.
NASDAQ: GRIL
$10,000,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
April 2021
Precipio, Inc.
NASDAQ: PRPO
$22,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2021
Future FinTech Group Inc.
NASDAQ: FTFT
$35,000,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
April 2021
Celsion Corporation
NASDAQ: CLSN
$15,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
April 2021
Barnwell Industries, Inc.
NYSE: BRN
$7,398,672
At-The-Market Offering
Energy
Sole Sales Agent
March 2021
Almaden Minerals Ltd.
NYSE: AAU
$10,300,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
March 2021
Verb Technology Company, Inc.
NASDAQ: VERB
$15,000,000
Registered Direct Offering
TMT
Sole Placement Agent
March 2021
OpGen, Inc.
NASDAQ: OPGN
$9,700,000
Warrant Restructuring
Healthcare & Life Sciences
Exclusive Financial Advisor
March 2021
TD Holdings, Inc.
NASDAQ: GLG
Undisclosed
Warrant Restructuring
Financial Institutions & Real Estate
Financial Advisor
March 2021
Rimini Street, Inc.
NASDAQ: RMNI
$60,000,000
Follow-On Offering
TMT
Financial Advisor
March 2021
Oragenics, Inc.
NYSE: OGEN
$17,462,500
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2021
RADA Electronic Industries Ltd.
NASDAQ: RADA
$51,750,000
Follow-On Offering
Industrials
Lead Manager
March 2021
MICT, Inc.
NASDAQ: MICT
$54,000,000
Registered Direct Offering
TMT
Sole Placement Agent
March 2021
Heska Corporation
NASDAQ: HSKA
$175,000,000
Follow-On Offering
Healthcare & Life Sciences
Co-Manager
March 2021
BTCS Inc.
OTC MKT: BTCS
$9,500,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
March 2021
One Stop Systems, Inc.
NASDAQ: OSS
$10,000,000
Registered Direct Offering
TMT
Lead Placement Agent
March 2021
Powerbridge Technologies Co., Ltd.
NASDAQ: PBTS
$30,000,000
At-The-Market Offering
TMT
Sole Sales Agent
February 2021
KushCo Holdings, Inc.
OTC MKT: KSHB
$40,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
February 2021
Xtant Medical Holdings, Inc.
NYSE: XTNT
$20,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
February 2021
MMTEC, Inc.
NASDAQ: MTC
$15,910,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
February 2021
Creative Realities, Inc.
NASDAQ: CREX
$2,000,000
Registered Direct Offering
TMT
Financial Advisor
February 2021
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$55,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
February 2021
MoSys, Inc.
NASDAQ: MOSY
$7,400,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2021
ION Geophysical Corporation
NYSE: IO
$10,500,000
Registered Direct Offering
Energy
Sole Placement Agent
February 2021
Safe-T Group Ltd
NASDAQ: SFET
$9,750,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2021
Alpine 4 Technologies Ltd.
OTC MKT: ALPP
$50,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
February 2021
NewAge, Inc.
NASDAQ: NBEV
$100,000,000
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
February 2021
MICT, Inc.
NASDAQ: MICT
$60,000,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2021
FSD Pharma Inc.
NASDAQ: HUGE
$20,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2021
voxeljet AG
NASDAQ: VJET
$12,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
February 2021
The ExOne Company
NASDAQ: XONE
$90,000,000
Follow-On Offering
Industrials
Co-Manager
February 2021
Synthetic Biologics, Inc.
NYSE: SYN
$30,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
February 2021
Future FinTech Group Inc.
NASDAQ: FTFT
$11,900,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
February 2021
OpGen, Inc.
NASDAQ: OPGN
$25,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2021
Tanzanian Gold Corporation
NYSE: TRX
$21,400,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
February 2021
Genprex, Inc.
NASDAQ: GNPX
$25,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2021
Enservco Corporation
NYSE: ENSV
$9,660,000
Follow-On Offering
Energy
Sole Book-Running Manager
February 2021
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$70,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2021
Itamar Medical Ltd.
NASDAQ: ITMR
$44,800,000
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
February 2021
Vislink Technologies, Inc.
NASDAQ: VISL
$50,000,000
Registered Direct Offering
TMT
Sole Placement Agent
February 2021
InspireMD, Inc.
NYSE: NSPR
$20,700,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2021
Pluristem Therapeutics Inc.
NASDAQ: PSTI
$30,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
February 2021
Mohawk Group Holdings, Inc.
NASDAQ: MWK
$16,500,000
Senior Secured Notes
Consumer & Cannabis
Sole Placement Agent
February 2021
Oragenics, Inc.
NYSE: OGEN
$20,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
February 2021
Avino Silver & Gold Mines, Inc.
NYSE: ASM
$25,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
January 2021
Sundial Growers Inc.
NASDAQ: SNDL
$100,000,000
Follow-On Offering
Consumer & Cannabis
Co-Manager
January 2021
JanOne Inc.
NASDAQ: JAN
$6,000,000
Registered Direct Offering
TMT
Sole Placement Agent
January 2021
McEwen Mining Inc.
NYSE: MUX
$11,821,000
Private Placement
Metals & Mining
Placement Agent
January 2021
Americas Gold and Silver Corporation
NYSE: USAS
$21,180,130
Bought Deal
Metals & Mining
Underwriter
January 2021
OncoSec Medical Incorporated
NASDAQ: ONCS
$42,000,000
Follow-On Offering
Healthcare & Life Sciences
Lead Manager
January 2021
Celsion Corporation
NASDAQ: CLSN
$35,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
January 2021
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$60,000,000
At-The-Market Offering
Industrials
At-The-Market Offering
January 2021
Inuvo, Inc.
NYSE: INUV
$6,250,000
Registered Direct Offering
TMT
Sole Placement Agent
January 2021
Sundial Growers, Inc.
NASDAQ: SNDL
$400,000,000
At-The-Market Offering
Consumer & Cannabis
Sole Sales Agent
January 2021
Cresco Labs, Inc.
CSE: CL
$125,000,000
Follow-On Offering
Consumer & Cannabis
US Lead
January 2021
Village Farms International, Inc.
NASDAQ: VFF
$135,000,000
Registered Direct Offering
Consumer & Cannabis
Lead Placement Agent
January 2021
Auris Medical Holding, Ltd.
NASDAQ: EARS
$8,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
January 2021
voxeljet AG
NASDAQ: VJET
$10,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
January 2021
Orbital Energy Group, Inc.
NASDAQ: OEG
$35,000,000
Registered Direct Offering
Energy
Sole Placement Agent
January 2021
Inuvo, Inc.
NYSE: INUV
$8,000,000
Registered Direct Offering
TMT
Sole Placement Agent
January 2021
Viveve Medical, Inc.
NASDAQ: VIVE
$27,600,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
January 2021
Future Fintech Group, Inc.
NASDAQ: FTFT
$15,000,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
January 2021
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$40,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2021
The Peck Company Holdings, Inc.
NASDAQ: PECK
$10,500,000
Registered Direct Offering
Energy
Sole Placement Agent
January 2021
Curaleaf Holdings, Inc.
CSE: CURA
$218,000,000
Follow-On Offering
Consumer & Cannabis
Financial Advisor
January 2021
Columbia Care, Inc.
CSE: CCHW
$103,000,000
Follow-On Offering
Consumer & Cannabis
Financial Advisor
January 2021
Orbital Energy Group, Inc.
NASDAQ: OEG
$10,000,000
Registered Direct Offering
Energy
Sole Placement Agent
January 2021
B.O.S. Better Online Solutions, Inc.
NASDAQ: BOSC
$2,000,000
Registered Direct Offering
TMT
Financial Advisor
January 2021
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$16,240,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
December 2020
Sorrento Therapeutics, Inc.
NASDAQ: SRNE
$450,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
December 2020
The Peck Company Holdings, Inc.
NASDAQ: PECK
$6,900,000
At-The-Market Offering
Energy
Sole Sales Agent
December 2020
Auris Medical Holding Ltd.
NASDAQ: EARS
$8,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2020
Mohawk Group Holdings, Inc.
NASDAQ: MWK
$43,000,000
Senior Secured Notes
Consumer & Cannabis
Sole Placement Agent
December 2020
NewAge, Inc.
NASDAQ: NBEV
$32,432,000
Senior Secured Notes
Consumer & Cannabis
Sole Placement Agent
December 2020
Foresight Autonomous
NASDAQ: FRSX
$26,000,000
Registered Direct Offering
Industrials
Lead Placement Agent
December 2020
Future Fintech Group, Inc.
NASDAQ: FTFT
$8,000,000
Registered Direct Offering
Financial Institutions & Real Estate
Sole Placement Agent
December 2020
CNS Pharmaceuticals, Inc.
NASDAQ: CNSP
$11,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
December 2020
Oragenics, Inc.
NYSE: OGEN
$6,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2020
Genprex, Inc.
NASDAQ: GNPX
$12,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2020
PolarityTE, Inc.
NASDAQ: PTE
$8,000,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
December 2020
TRACON Pharmaceuticals, Inc.
NASDAQ: TCON
$8,800,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
December 2020
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
$12,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2020
BioCardia, Inc.
NASDAQ: BCDA
$19,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
December 2020
Arcimoto, Inc.
NASDAQ: FUV
$15,250,000
Registered Direct Offering
Industrials
Co-Lead Placement Agent
November 2020
OpGen, Inc.
NASDAQ: OPGN
$10,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
November 2020
Advaxis, Inc.
NASDAQ: ADXS
$9,200,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2020
Ocean Power Technologies, Inc.
NASDAQ: OPTT
$50,000,000
At-The-Market Offering
Energy
Sole Sales Agent
November 2020
Arcimoto, Inc.
NASDAQ: FUV
$15,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
November 2020
Oragenics, Inc.
NYSE: OGEN
$5,250,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2020
OrganiGram Holdings Inc.
NASDAQ: OGI
$42,448,250
Follow-On Offering
Consumer & Cannabis
Co-Manager
November 2020
KBL Merger Corp. IV
NASDAQ: KBLM
Undisclosed
Acquisition
SPAC
Exclusive Advisor
November 2020
MICT, Inc.
NASDAQ: MICT
$25,000,000
Registered Direct Offering
TMT
Sole Placement Agent
November 2020
CSE: CCHW
$240,000,000
Acquisition
Consumer & Cannabis
A.G.P.
November 2020
Akerna Corp.
NASDAQ: KERN
$12,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
October 2020
Ring Energy, Inc.
NYSE: REI
$20,846,282
Follow-On Offering
Energy
Sole Underwriter / Placement Agent
October 2020
Ocean Power Technologies, Inc.
NASDAQ: OPTT
$23,418,248
At-The-Market Offering
Energy
Sole Sales Agent
October 2020
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$35,000,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
October 2020
FSD Pharma Inc.
NASDAQ: HUGE
$9,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
October 2020
Alterity Therapeutics Limited
NASDAQ: ATHE
$24,272,500
Private Placement
Healthcare & Life Sciences
U.S. Selling Agent
October 2020
ShiftPixy, Inc.
NASDAQ: PIXY
$12,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
October 2020
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$8,100,000
At-The-Market Offering
Industrials
Sole Sales Agent
October 2020
Endeavour Silver Corp.
NYSE: EXK
$60,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
October 2020
Enservco Corporation
NYSE: ENSV
$3,600,000
At-The-Market Offering
Energy
Sole Sales Agent
September 2020
ProPhase Labs, Inc.
NASDAQ: PRPH
$11,343,248
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2020
Ocean Power Technologies, Inc.
NASDAQ: OPTT
$17,200,000
At-The-Market Offering
Energy
Sole Sales Agent
September 2020
Village Farms International, Inc.
NASDAQ: VFF
$49,800,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
September 2020
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$100,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
September 2020
iClick Interactive Asia Group Limited
NASDAQ: ICLK
$72,250,000
Follow-On Offering
TMT
Joint Book-Running Manager
September 2020
CounterPath Corporation
NASDAQ: CPAH
$5,000,000
At-The-Market Offering
TMT
Sole Sales Agent
August 2020
Entasis Therapeutics Holdings Inc.
NASDAQ: ETTX
$25,000,000
Private Placement
Healthcare & Life Sciences
Placement Agent
August 2020
Motus GI Holdings, Inc.
NASDAQ: MOTS
$10,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2020
Mohawk Group Holdings, Inc.
NASDAQ: MWK
$27,000,000
Follow-On Offering
Consumer & Cannabis
Sole Book-Running Manager
August 2020
OncoSec Medical Incorporated
NASDAQ: ONCS
$15,000,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
August 2020
Rimini Street, Inc.
NASDAQ: RMNI
$27,500,000
Follow-On Offering
TMT
Financial Advisor
August 2020
Nymox Pharmaceutical Corporation
NASDAQ: NYMX
$9,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2020
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
$10,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
August 2020
FSD Pharma Inc.
NASDAQ: HUGE
$10,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2020
Boxlight Corporation
NASDAQ: BOXL
$30,000,000
Follow-On Offering
TMT
Financial Advisor
July 2020
InspireMD, Inc.
NYSE: NSPR
$9,300,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2020
Inuvo, Inc.
NYSE: INUV
$10,750,000
Follow-On Offering
TMT
Sole Book-Running Manager
July 2020
Cemtrex, Inc.
NASDAQ: CETX
$20,000,000
At-The-Market Offering
Industrials
Sole Sales Agent
July 2020
Safe-T Group Ltd.
NASDAQ: SFET
$5,900,000
Registered Direct Offering
TMT
Sole Placement Agent
July 2020
Nymox Pharmaceutical Corporation
NASDAQ: NYMX
$12,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2020
Cinedigm Corp.
NASDAQ: CIDM
$10,820,000
Registered Direct Offering
TMT
Lead Placement Agent
July 2020
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$10,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2020
Neptune Wellness Solutions Inc.
NASDAQ: NEPT
$12,650,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
July 2020
FSD Pharma Inc.
NASDAQ: HUGE
$20,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
July 2020
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
$8,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
July 2020
Cinedigm Corp.
NASDAQ: CIDM
$30,000,000
At-The-Market Offering
TMT
Lead Sales Agent
July 2020
Vislink Technologies, Inc.
NASDAQ: VISL
$30,000,000
At-The-Market Offering
TMT
Sole Sales Agent
July 2020
GrowGeneration Corp.
NASDAQ: GRWG
$42,000,000
Follow-On Offering
Consumer & Cannabis
Financial Advisor
June 2020
KBL Merger Corp. IV
NASDAQ: KBLM
Undisclosed
SPAC Bridge Financing
SPAC
Financial Advisor
June 2020
PolyPid Ltd.
NASDAQ: PYPD
$60,000,000
Initial Public Offering
Healthcare & Life Sciences
Co-Manager
June 2020
IMAC Holdings, Inc.
NASDAQ: IMAC
$2,646,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
June 2020
iClick Interactive Asia Group Limited
NASDAQ: ICLK
$22,000,000
Private Placement
TMT
Placement Agent
June 2020
BioCardia, Inc.
NASDAQ: BCDA
$11,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
June 2020
Cemtrex, Inc.
NASDAQ: CETX
$5,500,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2020
Akerna Corp.
NASDAQ: KERN
$17,000,000
Senior Secured Convertible Notes
TMT
Sole Placement Agent
June 2020
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$6,400,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2020
Inuvo, Inc.
NYSE: INUV
$5,500,000
Registered Direct Offering
TMT
Sole Placement Agent
June 2020
FSD Pharma Inc.
NASDAQ: HUGE
$39,765,474
Private Placement
Healthcare & Life Sciences
Lead Placement Agent
June 2020
InspireMD, Inc.
NYSE: NSPR
$11,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
June 2020
Cemtrex, Inc.
NASDAQ: CETX
$5,500,000
Registered Direct Offering
Industrials
Sole Placement Agent
June 2020
Acreage Holdings, Inc.
OTC MKT: ACRGF
$11,000,000
Convertible Debentures
Consumer & Cannabis
Sole Placement Agent
June 2020
Qualigen Therapeutics, Inc.
NASDAQ: QLGN
$28,030,917
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
May 2020
Ritter Pharmaceuticals, Inc.
NASDAQ: QLGN
Undisclosed
Merger
Healthcare & Life Sciences
Exclusive Advisor
May 2020
ShiftPixy, Inc.
NASDAQ: PIXY
$13,350,000
Follow-On Offering
TMT
Sole Book-Running Manager
May 2020
Cinedigm Corp.
NASDAQ: CIDM
$8,000,000
Registered Direct Offering
TMT
Co-Lead Placement Agent
May 2020
HEXO Corp.
NYSE: HEXO
$35,974,636
Follow-On Offering
Consumer & Cannabis
Co-Manager
May 2020
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$5,000,000
Registered Direct Offering
Industrials
Sole Placement Agent
May 2020
Endeavour Silver Corp.
NYSE: EXK
$23,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
May 2020
Super League Gaming, Inc.
NASDAQ: SLGG
$6,387,500
Registered Direct Offering
TMT
Sole Placement Agent
May 2020
Advaxis, Inc.
NASDAQ: ADXS
$40,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
May 2020
Vislink Technologies, Inc.
NASDAQ: VISL
$9,800,000
At-The-Market Offering
TMT
Sole Sales Agent
May 2020
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$2,650,000
Registered Direct Offering
Industrials
Sole Placement Agent
April 2020
Sorrento Therapeutics, Inc.
NASDAQ: SRNE
$250,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2020
Safe-T Group Ltd
NASDAQ: SFET
$8,400,000
Follow-On Offering
TMT
Sole Book-Running Manager
April 2020
Golden Minerals Company
NYSE: AUMN
$3,000,000
Registered Direct Offering
Metals & Mining
Sole Placement Agent
April 2020
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$50,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
April 2020
HEXO Corp.
NYSE: HEXO
$28,600,000
Follow-On Offering
Consumer & Cannabis
Co-Manager
April 2020
Safe-T Group Ltd
NASDAQ: SFET
Undisclosed
Registered Direct Offering
TMT
Financial Advisor
March 2020
Ritter Pharmaceuticals, Inc.
NASDAQ: RTTR
$8,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sole Sales Agent
March 2020
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$16,005,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2020
Celsion Corporation
NASDAQ: CLSN
$4,800,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
March 2020
Oramed Pharmaceuticals Inc.
NASDAQ: ORMP
$21,000,000
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
February 2020
Aptorum Group Limited
NASDAQ: APM
$10,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
February 2020
Genprex, Inc.
NASDAQ: GNPX
$17,500,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
February 2020
PDS Biotechnology Corporation
NASDAQ: PDSB
$13,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2020
Vislink Technologies, Inc.
NASDAQ: VISL
$5,999,884
Follow-On Offering
TMT
Sole Book-Running Manager
February 2020
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$7,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2020
OncoSec Medical Incorporated
NASDAQ: ONCS
$30,000,000
Acquisition Financing
Healthcare & Life Sciences
Financial Advisor
February 2020
KushCo Holdings, Inc.
OTC MKT: KSHB
$16,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
February 2020
Itamar Medical Ltd.
NASDAQ: ITMR
$40,250,000
Follow-On Offering
Healthcare & Life Sciences
Co-Manager
January 2020
Cocrystal Pharma, Inc.
NASDAQ: COCP
$4,700,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2020
Genprex, Inc.
NASDAQ: GNPX
$8,000,000
Registered Direct Offering
Healthcare & Life Sciences
Lead Placement Agent
January 2020
Advaxis, Inc.
NASDAQ: ADXS
$10,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2020
HEXO Corp.
NYSE: HEXO
$20,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
January 2020
Heat Biologics, Inc.
NASDAQ: HTBX
$7,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
January 2020
RADA Electronic Industries Ltd.
NASDAQ: RADA
$22,000,000
Follow-On Offering
Industrials
Co-Manager
January 2020
Cellect Biotechnology Ltd.
NASDAQ: APOP
$3,000,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
January 2020
Perficient, Inc.
NASDAQ: PRFT
Undisclosed
Fairness Opinion
TMT
Financial Advisor
January 2020
HEXO Corp.
NYSE: HEXO
$25,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
December 2019
Harvest Health & Recreation, Inc.
OTC MKT: HRVSF
$94,000,000
Senior Secured Notes
Healthcare & Life Sciences
Co-Lead Manager
December 2019
Safe-T Group Ltd
NASDAQ: SFET
$1,667,829
Registered Direct Offering
TMT
Financial Advisor
December 2019
Vislink Technologies, Inc.
NASDAQ: VISL
$12,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
November 2019
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$9,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2019
TILT Holdings, Inc.
OTC MKT: TLLTF
$35,000,000
Private Placement
Consumer & Cannabis
Placement Agent
November 2019
Safe-T Group Ltd
NASDAQ: SFET
$3,499,300
Follow-On Offering
TMT
Sole Book-Running Manager
November 2019
iBio, Inc.
NYSE: IBIO
$1,350,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
October 2019
KushCo Holdings Inc.
OTC MKT: KSHB
$30,100,000
Registered Direct Offering
Consumer & Cannabis
Co-Lead Placement Agent
September 2019
AIM ImmunoTech, Inc.
NYSE: AIM
$8,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
September 2019
NASDAQ: NNDM
$12,000,000
Private Placement
TMT
A.G.P.
September 2019
Stemline Therapeutics, Inc.
NASDAQ: STML
$87,687,500
Follow-On Offering
Healthcare & Life Sciences
Co-Manager
August 2019
Obalon Therapeutics, Inc.
NASDAQ: OBLN
$16,650,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
August 2019
NASDAQ: VERB
$20,500,000
Private Placement
TMT
A.G.P.
August 2019
Advaxis, Inc.
NASDAQ: ADXS
$17,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
July 2019
Emmaus Life Sciences, Inc.
NASDAQ: EMMA
$300,000,000
Merger
Healthcare & Life Sciences
Exclusive Advisor
July 2019
Vislink Technologies, Inc.
NASDAQ: VISL
$12,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
July 2019
Motus GI Holdings, Inc.
NASDAQ: MOTS
$20,000,000
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
June 2019
GrowGeneration Corp.
OTC MKT: GRWG
$12,800,000
Private Placement
Consumer & Cannabis
Placement Agent
June 2019
SELLAS Life Sciences Group, Inc.
NASDAQ: SLS
$15,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
June 2019
Mohawk Group Holdings, Inc.
NASDAQ: MWK
$36,000,000
Initial Public Offering
Consumer & Cannabis
Joint Book-Running Manager
June 2019
General Cannabis Corp.
OTC MKT: CANN
$3,000,000
Registered Direct Offering
Consumer & Cannabis
Financial Advisor
May 2019
Obalon Therapeutics, Inc.
NASDAQ: OBLN
$16,600,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
May 2019
OncoSec Medical Incorporated
NASDAQ: ONCS
$11,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
May 2019
Auris Medical Holding Ltd.
NASDAQ: EARS
$8,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
May 2019
Titan Pharmaceuticals, Inc.
NASDAQ: TTNP
$25,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
April 2019
Verb Technology Company, Inc.
NASDAQ: VERB
$25,000,000
Acquisition
TMT
Sole Advisor
April 2019
Verb Technology Company, Inc.
NASDAQ: VERB
$20,000,000
Follow-On & Uplisting
TMT
Sole Book-Running Manager
April 2019
Ocean Power Technologies, Inc.
NASDAQ: OPTT
$17,200,000
Follow-On Offering
Energy
Sole Book-Running Manager
April 2019
Advaxis, Inc.
NASDAQ: ADXS
$10,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
April 2019
DPW Holdings, Inc.
NYSE: DPW
$7,000,000
Follow-On Offering
Industrials
Sole Book-Running Manager
March 2019
McEwen Mining, Inc.
NYSE: MUX
$25,000,000
Registered Direct Offering
Metals & Mining
Co-Lead Placement Agent
March 2019
Therapix Biosciences Ltd.
NASDAQ: TRPX
$7,000,000
Registered Direct Offering
Healthcare & Life Sciences
Financial Advisor
March 2019
Foresight Autonomous Holdings Ltd.
NASDAQ: FRSX
$6,200,000
Follow-On Offering
Industrials
Sole Book-Running Manager
March 2019
LiveWell Canada, Inc.
CSE: LVWL
$15,000,000
Senior Secured Convertible Notes
Consumer & Cannabis
Exclusive Placement Agent
March 2019
Cellect Biotechnology Ltd.
NASDAQ: APOP
$6,500,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
February 2019
Nano Dimension Ltd.
NASDAQ: NNDM
$12,000,000
Follow-On Offering
TMT
Sole Book-Running Manager
February 2019
Kindred Biosciences, Inc.
NASDAQ: KIN
$40,042,500
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
January 2019
KushCo Holdings, Inc.
OTC MKT: KSHB
$34,000,000
Registered Direct Offering
Consumer & Cannabis
Lead Placement Agent
January 2019
Stemline Therapeutics, Inc.
NASDAQ: STML
$92,000,000
Follow-On Offering
Healthcare & Life Sciences
Co-Manager
January 2019
NXT-ID, Inc.
NASDAQ: NXTD
$15,000,000
At-The-Market Offering
TMT
Sales Agent
January 2019
Ocean Power Technologies, Inc.
NASDAQ: OPTT
$25,000,000
At-The-Market Offering
Energy
Sales Agent
January 2019
Terra Tech Corp.
OTC MKT: TRTC
$5,000,000
Private Placement - Convertible Note
Consumer & Cannabis
Sole Placement Agent
December 2018
New Age Beverages Corp.
NASDAQ: NBEV
$85,000,000
Merger
Consumer & Cannabis
Financial Advisor
December 2018
Mohawk Group Holdings, Inc.
$50,000,000
Senior Secured Credit Facility
Consumer & Cannabis
Joint Placement Agent
December 2018
Motus GI Holdings, Inc.
NASDAQ: MOTS
$15,525,000
Follow-On Offering
Healthcare & Life Sciences
Underwriter
December 2018
Stellar Acquisition III Inc. & Phunware, Inc.
NASDAQ: PHUN
$300,000,000
SPAC Merger
SPAC
Sole Placement Agent
December 2018
Tonix Pharmaceuticals Holding Corp.
NASDAQ: TNXP
$15,875,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
December 2018
xG Technology, Inc.
NASDAQ: XGTI
$3,500,000
Private Placement - Convertible Note
TMT
Sole Placement Agent
December 2018
NASDAQ: PHUN
$6,000,000
Private Placement - Convertible Preferred Stock
TMT
A.G.P.
December 2018
Auris Medical Holding Ltd.
NASDAQ: EARS
$25,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
November 2018
Mohawk Group Holdings, Inc.
$15,000,000
Senior Secured Term Loan
Consumer & Cannabis
Joint Placement Agent
November 2018
Heat Biologics, Inc.
NASDAQ: HTBX
$13,800,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
November 2018
Creative Realities, Inc.
NASDAQ: CREX
$10,000,000
Follow-On & Uplisting
TMT
Sole Book-Running Manager
November 2018
McEwen Mining, Inc.
NYSE: MUX
$90,000,000
At-The-Market Offering
Metals & Mining
Sales Agent
November 2018
New Age Beverages Corp.
NASDAQ: NBEV
$52,000,000
Follow-On Offering
Consumer & Cannabis
Joint Book-Running Manager
November 2018
Ritter Pharmaceuticals, Inc.
NASDAQ: RTTR
$6,000,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
October 2018
Synthetic Biologics, Inc.
NYSE: SYN
$18,600,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
October 2018
Hydrofarm Holdings Group, Inc.
-
$20,000,000
Private Placement
Consumer & Cannabis
Lead Placement Agent
October 2018
Rosehill Resources, Inc.
NASDAQ: ROSE
$37,500,000
Follow-On Offering
Energy
Co-Manager
September 2018
Cannabics Pharmaceuticals Inc.
OTC MKT: CNBX
$7,500,000
Registered Direct Offering
Healthcare & Life Sciences
Sole Placement Agent
September 2018
Titan Pharmaceuticals, Inc.
NASDAQ: TTNP
$10,925,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
September 2018
Sensus Healthcare, Inc.
NASDAQ: SRTS
$17,250,000
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
September 2018
DarioHealth Corp.
NASDAQ: DRIO
$10,345,000
Private Placement
Healthcare & Life Sciences
Sole Placement Agent
September 2018
Perficient, Inc.
NASDAQ: PRFT
$143,750,000
Convertible Senior Notes
TMT
Co-Manager
September 2018
DPW Holdings, Inc.
NYSD: DPW
$2,000,000
Private Placement - Convertible Note
Industrials
Sole Placement Agent
August 2018
Safe-T Group Ltd
NASDAQ: SFET
$7,335,000
Follow-On Offering
TMT
Sole Book-Running Manager
August 2018
Hydrofarm Holdings Group, Inc.
$35,000,000
Private Placement
Consumer & Cannabis
Lead Placement Agent
August 2018
New Age Beverage Corp.
NASDAQ: NBEV
$12,000,000
Senior Secured Credit Facility
Consumer & Cannabis
Sole Placement Agent
August 2018
AMERI Holdings, Inc.
NASDAQ: AMRH
$6,000,000
Private Placement
TMT
Sole Placement Agent
August 2018
Private
$15,000,000
Private Placement
Financial Institutions & Real Estate
A.G.P.
August 2018
Cocrystal Pharma, Inc.
NASDAQ: COCP
$10,000,000
At-The-Market Offering
Healthcare & Life Sciences
Sales Agent
July 2018
Soligenix, Inc.
NASDAQ: SNGX
$9,200,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
July 2018
Auris Medical Holding Ltd.
NASDAQ: EARS
$7,000,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
July 2018
iBio, Inc.
NYSE: IBIO
$17,350,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
June 2018
Kindred Biosciences, Inc.
NASDAQ: KIN
$43,999,991
Follow-On Offering
Healthcare & Life Sciences
Financial Advisor
June 2018
KushCo Holdings Inc.
OTC MKT: KSHB
$36,000,000
Registered Direct Offering
Consumer & Cannabis
Sole Placement Agent
June 2018
Aqua Metals, Inc.
NASDAQ: AQMS
$28,743,675
Registered Direct Offering
Metals & Mining
Financial Advisor
June 2018
NXT-ID
NASDAQ: NXTD
$16,000,000
Senior Secured Term Loan
TMT
Sole Placement Agent
May 2018
Heat Biologics, Inc.
NASDAQ: HTBX
$20,700,000
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
May 2018
Cocrystal Pharma, Inc.
NASDAQ: COCP
$8,427,500
Follow-On Offering
Healthcare & Life Sciences
Sole Book-Running Manager
May 2018
DPW Holdings, Inc.
NYSD: DPW
$6,000,000
Private Placement - Convertible Note
Industrials
Sole Placement Agent
May 2018
NASDAQ: XGTI
$4,000,000
Private Placement
TMT
A.G.P.
May 2018
New Age Beverages Corp.
NASDAQ: NBEV
$45,000,000
Follow-On Offering
Consumer & Cannabis
Sole Book-Running Manager
April 2018
NASDAQ: RSLS
$6,000,000
Registered Direct Offering
Healthcare & Life Sciences
A.G.P.
April 2018
Terra Tech Corp.
OTC MKT: TRTC
$40,000,000
Private Placement
Consumer & Cannabis
Sole Placement Agent
March 2018
Ring Energy, Inc.
NYSE MKT: REI
$75,040,000
Follow-On Offering
Energy
Co-Manager
February 2018